Metaphysics
By Aristotle
Part 1
"THERE are several senses in which a thing may be said
to 'be', as we pointed out previously in our book on the various
senses of words;' for in one sense the 'being' meant is 'what
a thing is' or a 'this', and in another sense it means a quality
or quantity or one of the other things that are predicated as
these are. While 'being' has all these senses, obviously that
which 'is' primarily is the 'what', which indicates the substance
of the thing. For when we say of what quality a thing is, we
say that it is good or bad, not that it is three cubits long
or that it is a man; but when we say what it is, we do not say
'white' or 'hot' or 'three cubits long', but 'a man' or 'a 'god'.
And all other things are said to be because they are, some of
them, quantities of that which is in this primary sense, others
qualities of it, others affections of it, and others some other
determination of it. And so one might even raise the question
whether the words 'to walk', 'to be healthy', 'to sit' imply
that each of these things is existent, and similarly in any other
case of this sort; for none of them is either self-subsistent
or capable of being separated from substance, but rather, if
anything, it is that which walks or sits or is healthy that is
an existent thing. Now these are seen to be more real because
there is something definite which underlies them (i.e. the substance
or individual), which is implied in such a predicate; for we
never use the word 'good' or 'sitting' without implying this.
Clearly then it is in virtue of this category that each of the
others also is. Therefore that which is primarily, i.e. not in
a qualified sense but without qualification, must be substance.
"Now there are several senses in which a thing is said
to be first; yet substance is first in every sense-(1) in definition,
(2) in order of knowledge, (3) in time. For (3) of the other
categories none can exist independently, but only substance.
And (1) in definition also this is first; for in the definition
of each term the definition of its substance must be present.
And (2) we think we know each thing most fully, when we know
what it is, e.g. what man is or what fire is, rather than when
we know its quality, its quantity, or its place; since we know
each of these predicates also, only when we know what the quantity
or the quality is.
"And indeed the question which was
raised of old and is raised now and always, and is always the
subject of doubt, viz. what being is, is just the question, what
is substance? For it is this that some assert to be one, others
more than one, and that some assert to be limited in number,
others unlimited. And so we also must consider chiefly and primarily
and almost exclusively what that is which is in this sense.
Part 2
"Substance is thought to belong most obviously to bodies;
and so we say that not only animals and plants and their parts
are substances, but also natural bodies such as fire and water
and earth and everything of the sort, and all things that are
either parts of these or composed of these (either of parts or
of the whole bodies), e.g. the physical universe and its parts,
stars and moon and sun. But whether these alone are substances,
or there are also others, or only some of these, or others as
well, or none of these but only some other things, are substances,
must be considered. Some think the limits of body, i.e. surface,
line, point, and unit, are substances, and more so than body
or the solid.
"Further, some do not think there is anything
substantial besides sensible things, but others think there are
eternal substances which are more in number and more real; e.g.
Plato posited two kinds of substance-the Forms and objects of
mathematics-as well as a third kind, viz. the substance of sensible
bodies. And Speusippus made still more kinds of substance, beginning
with the One, and assuming principles for each kind of substance,
one for numbers, another for spatial magnitudes, and then another
for the soul; and by going on in this way he multiplies the kinds
of substance. And some say Forms and numbers have the same nature,
and the other things come after them-lines and planes-until we
come to the substance of the material universe and to sensible
bodies.
"Regarding these matters, then, we must inquire
which of the common statements are right and which are not right,
and what substances there are, and whether there are or are not
any besides sensible substances, and how sensible substances
exist, and whether there is a substance capable of separate existence
(and if so why and how) or no such substance, apart from sensible
substances; and we must first sketch the nature of substance.
Part 3
"The word 'substance' is applied, if not in more senses,
still at least to four main objects; for both the essence and
the universal and the genus, are thought to be the substance
of each thing, and fourthly the substratum. Now the substratum
is that of which everything else is predicated, while it is itself
not predicated of anything else. And so we must first determine
the nature of this; for that which underlies a thing primarily
is thought to be in the truest sense its substance. And in one
sense matter is said to be of the nature of substratum, in another,
shape, and in a third, the compound of these. (By the matter
I mean, for instance, the bronze, by the shape the pattern of
its form, and by the compound of these the statue, the concrete
whole.) Therefore if the form is prior to the matter and more
real, it will be prior also to the compound of both, for the
same reason.
"We have now outlined the nature of substance,
showing that it is that which is not predicated of a stratum,
but of which all else is predicated. But we must not merely state
the matter thus; for this is not enough. The statement itself
is obscure, and further, on this view, matter becomes substance.
For if this is not substance, it baffles us to say what else
is. When all else is stripped off evidently nothing but matter
remains. For while the rest are affections, products, and potencies
of bodies, length, breadth, and depth are quantities and not
substances (for a quantity is not a substance), but the substance
is rather that to which these belong primarily. But when length
and breadth and depth are taken away we see nothing left unless
there is something that is bounded by these; so that to those
who consider the question thus matter alone must seem to be substance.
By matter I mean that which in itself is neither a particular
thing nor of a certain quantity nor assigned to any other of
the categories by which being is determined. For there is something
of which each of these is predicated, whose being is different
from that of each of the predicates (for the predicates other
than substance are predicated of substance, while substance is
predicated of matter). Therefore the ultimate substratum is of
itself neither a particular thing nor of a particular quantity
nor otherwise positively characterized; nor yet is it the negations
of these, for negations also will belong to it only by accident.
"If we adopt this point of view, then, it follows that
matter is substance. But this is impossible; for both separability
and 'thisness' are thought to belong chiefly to substance. And
so form and the compound of form and matter would be thought
to be substance, rather than matter. The substance compounded
of both, i.e. of matter and shape, may be dismissed; for it is
posterior and its nature is obvious. And matter also is in a
sense manifest. But we must inquire into the third kind of substance;
for this is the most perplexing.
"Some of the sensible
substances are generally admitted to be substances, so that we
must look first among these. For it is an advantage to advance
to that which is more knowable. For learning proceeds for all
in this way-through that which is less knowable by nature to
that which is more knowable; and just as in conduct our task
is to start from what is good for each and make what is without
qualification good good for each, so it is our task to start
from what is more knowable to oneself and make what is knowable
by nature knowable to oneself. Now what is knowable and primary
for particular sets of people is often knowable to a very small
extent, and has little or nothing of reality. But yet one must
start from that which is barely knowable but knowable to oneself,
and try to know what is knowable without qualification, passing,
as has been said, by way of those very things which one does
know.
Part 4
"Since at the start we distinguished the various marks
by which we determine substance, and one of these was thought
to be the essence, we must investigate this. And first let us
make some linguistic remarks about it. The essence of each thing
is what it is said to be propter se. For being you is not being
musical, since you are not by your very nature musical. What,
then, you are by your very nature is your essence.
"Nor
yet is the whole of this the essence of a thing; not that which
is propter se as white is to a surface, because being a surface
is not identical with being white. But again the combination
of both-'being a white surface'-is not the essence of surface,
because 'surface' itself is added. The formula, therefore, in
which the term itself is not present but its meaning is expressed,
this is the formula of the essence of each thing. Therefore if
to be a white surface is to be a smooth surface, to be white
and to be smooth are one and the same.
"But since there
are also compounds answering to the other categories (for there
is a substratum for each category, e.g. for quality, quantity,
time, place, and motion), we must inquire whether there is a
formula of the essence of each of them, i.e. whether to these
compounds also there belongs an essence, e.g. 'white man'. Let
the compound be denoted by 'cloak'. What is the essence of cloak?
But, it may be said, this also is not a propter se expression.
We reply that there are just two ways in which a predicate may
fail to be true of a subject propter se, and one of these results
from the addition, and the other from the omission, of a determinant.
One kind of predicate is not propter se because the term that
is being defined is combined with another determinant, e.g. if
in defining the essence of white one were to state the formula
of white man; the other because in the subject another determinant
is combined with that which is expressed in the formula, e.g.
if 'cloak' meant 'white man', and one were to define cloak as
white; white man is white indeed, but its essence is not to be
white.
"But is being-a-cloak an essence at all? Probably
not. For the essence is precisely what something is; but when
an attribute is asserted of a subject other than itself, the
complex is not precisely what some 'this' is, e.g. white man
is not precisely what some 'this' is, since thisness belongs
only to substances. Therefore there is an essence only of those
things whose formula is a definition. But we have a definition
not where we have a word and a formula identical in meaning (for
in that case all formulae or sets of words would be definitions;
for there will be some name for any set of words whatever, so
that even the Iliad will be a definition), but where there is
a formula of something primary; and primary things are those
which do not imply the predication of one element in them of
another element. Nothing, then, which is not a species of a genus
will have an essence-only species will have it, for these are
thought to imply not merely that the subject participates in
the attribute and has it as an affection, or has it by accident;
but for ever thing else as well, if it has a name, there be a
formula of its meaning-viz. that this attribute belongs to this
subject; or instead of a simple formula we shall be able to give
a more accurate one; but there will be no definition nor essence.
"Or has 'definition', like 'what a thing is', several
meanings? 'What a thing is' in one sense means substance and
the 'this', in another one or other of the predicates, quantity,
quality, and the like. For as 'is' belongs to all things, not
however in the same sense, but to one sort of thing primarily
and to others in a secondary way, so too 'what a thing is' belongs
in the simple sense to substance, but in a limited sense to the
other categories. For even of a quality we might ask what it
is, so that quality also is a 'what a thing is',-not in the simple
sense, however, but just as, in the case of that which is not,
some say, emphasizing the linguistic form, that that is which
is not is-not is simply, but is non-existent; so too with quality.
"We must no doubt inquire how we should express ourselves
on each point, but certainly not more than how the facts actually
stand. And so now also, since it is evident what language we
use, essence will belong, just as 'what a thing is' does, primarily
and in the simple sense to substance, and in a secondary way
to the other categories also,-not essence in the simple sense,
but the essence of a quality or of a quantity. For it must be
either by an equivocation that we say these are, or by adding
to and taking from the meaning of 'are' (in the way in which
that which is not known may be said to be known),-the truth being
that we use the word neither ambiguously nor in the same sense,
but just as we apply the word 'medical' by virtue of a reference
to one and the same thing, not meaning one and the same thing,
nor yet speaking ambiguously; for a patient and an operation
and an instrument are called medical neither by an ambiguity
nor with a single meaning, but with reference to a common end.
But it does not matter at all in which of the two ways one likes
to describe the facts; this is evident, that definition and essence
in the primary and simple sense belong to substances. Still they
belong to other things as well, only not in the primary sense.
For if we suppose this it does not follow that there is a definition
of every word which means the same as any formula; it must mean
the same as a particular kind of formula; and this condition
is satisfied if it is a formula of something which is one, not
by continuity like the Iliad or the things that are one by being
bound together, but in one of the main senses of 'one', which
answer to the senses of 'is'; now 'that which is' in one sense
denotes a 'this', in another a quantity, in another a quality.
And so there can be a formula or definition even of white man,
but not in the sense in which there is a definition either of
white or of a substance.
Part 5
"It is a difficult question, if one denies that a formula
with an added determinant is a definition, whether any of the
terms that are not simple but coupled will be definable. For
we must explain them by adding a determinant. E.g. there is the
nose, and concavity, and snubness, which is compounded out of
the two by the presence of the one in the other, and it is not
by accident that the nose has the attribute either of concavity
or of snubness, but in virtue of its nature; nor do they attach
to it as whiteness does to Callias, or to man (because Callias,
who happens to be a man, is white), but as 'male' attaches to
animal and 'equal' to quantity, and as all so-called 'attributes
propter se' attach to their subjects. And such attributes are
those in which is involved either the formula or the name of
the subject of the particular attribute, and which cannot be
explained without this; e.g. white can be explained apart from
man, but not female apart from animal. Therefore there is either
no essence and definition of any of these things, or if there
is, it is in another sense, as we have said.
"But there
is also a second difficulty about them. For if snub nose and
concave nose are the same thing, snub and concave will be the
thing; but if snub and concave are not the same (because it is
impossible to speak of snubness apart from the thing of which
it is an attribute propter se, for snubness is concavity-in-a-nose),
either it is impossible to say 'snub nose' or the same thing
will have been said twice, concave-nose nose; for snub nose will
be concave-nose nose. And so it is absurd that such things should
have an essence; if they have, there will be an infinite regress;
for in snub-nose nose yet another 'nose' will be involved.
"Clearly,
then, only substance is definable. For if the other categories
also are definable, it must be by addition of a determinant,
e.g. the qualitative is defined thus, and so is the odd, for
it cannot be defined apart from number; nor can female be defined
apart from animal. (When I say 'by addition' I mean the expressions
in which it turns out that we are saying the same thing twice,
as in these instances.) And if this is true, coupled terms also,
like 'odd number', will not be definable (but this escapes our
notice because our formulae are not accurate.). But if these
also are definable, either it is in some other way or, as we
definition and essence must be said to have more than one sense.
Therefore in one sense nothing will have a definition and nothing
will have an essence, except substances, but in another sense
other things will have them. Clearly, then, definition is the
formula of the essence, and essence belongs to substances either
alone or chiefly and primarily and in the unqualified sense.
Part 6
"We must inquire whether each thing and its essence are
the same or different. This is of some use for the inquiry concerning
substance; for each thing is thought to be not different from
its substance, and the essence is said to be the substance of
each thing.
"Now in the case of accidental unities the
two would be generally thought to be different, e.g. white man
would be thought to be different from the essence of white man.
For if they are the same, the essence of man and that of white
man are also the same; for a man and a white man are the same
thing, as people say, so that the essence of white man and that
of man would be also the same. But perhaps it does not follow
that the essence of accidental unities should be the same as
that of the simple terms. For the extreme terms are not in the
same way identical with the middle term. But perhaps this might
be thought to follow, that the extreme terms, the accidents,
should turn out to be the same, e.g. the essence of white and
that of musical; but this is not actually thought to be the case.
"But in the case of so-called self-subsistent things,
is a thing necessarily the same as its essence? E.g. if there
are some substances which have no other substances nor entities
prior to them-substances such as some assert the Ideas to be?-If
the essence of good is to be different from good-itself, and
the essence of animal from animal-itself, and the essence of
being from being-itself, there will, firstly, be other substances
and entities and Ideas besides those which are asserted, and,
secondly, these others will be prior substances, if essence is
substance. And if the posterior substances and the prior are
severed from each other, (a) there will be no knowledge of the
former, and (b) the latter will have no being. (By 'severed'
I mean, if the good-itself has not the essence of good, and the
latter has not the property of being good.) For (a) there is
knowledge of each thing only when we know its essence. And (b)
the case is the same for other things as for the good; so that
if the essence of good is not good, neither is the essence of
reality real, nor the essence of unity one. And all essences
alike exist or none of them does; so that if the essence of reality
is not real, neither is any of the others. Again, that to which
the essence of good does not belong is not good.-The good, then,
must be one with the essence of good, and the beautiful with
the essence of beauty, and so with all things which do not depend
on something else but are self-subsistent and primary. For it
is enough if they are this, even if they are not Forms; or rather,
perhaps, even if they are Forms. (At the same time it is clear
that if there are Ideas such as some people say there are, it
will not be substratum that is substance; for these must be substances,
but not predicable of a substratum; for if they were they would
exist only by being participated in.)
"Each thing itself,
then, and its essence are one and the same in no merely accidental
way, as is evident both from the preceding arguments and because
to know each thing, at least, is just to know its essence, so
that even by the exhibition of instances it becomes clear that
both must be one.
"(But of an accidental term, e.g.'the
musical' or 'the white', since it has two meanings, it is not
true to say that it itself is identical with its essence; for
both that to which the accidental quality belongs, and the accidental
quality, are white, so that in a sense the accident and its essence
are the same, and in a sense they are not; for the essence of
white is not the same as the man or the white man, but it is
the same as the attribute white.)
"The absurdity of the
separation would appear also if one were to assign a name to
each of the essences; for there would be yet another essence
besides the original one, e.g. to the essence of horse there
will belong a second essence. Yet why should not some things
be their essences from the start, since essence is substance?
But indeed not only are a thing and its essence one, but the
formula of them is also the same, as is clear even from what
has been said; for it is not by accident that the essence of
one, and the one, are one. Further, if they are to be different,
the process will go on to infinity; for we shall have (1) the
essence of one, and (2) the one, so that to terms of the former
kind the same argument will be applicable.
"Clearly,
then, each primary and self-subsistent thing is one and the same
as its essence. The sophistical objections to this position,
and the question whether Socrates and to be Socrates are the
same thing, are obviously answered by the same solution; for
there is no difference either in the standpoint from which the
question would be asked, or in that from which one could answer
it successfully. We have explained, then, in what sense each
thing is the same as its essence and in what sense it is not.
Part 7
"Of things that come to be, some come to be by nature,
some by art, some spontaneously. Now everything that comes to
be comes to be by the agency of something and from something
and comes to be something. And the something which I say it comes
to be may be found in any category; it may come to be either
a 'this' or of some size or of some quality or somewhere.
"Now
natural comings to be are the comings to be of those things which
come to be by nature; and that out of which they come to be is
what we call matter; and that by which they come to be is something
which exists naturally; and the something which they come to
be is a man or a plant or one of the things of this kind, which
we say are substances if anything is-all things produced either
by nature or by art have matter; for each of them is capable
both of being and of not being, and this capacity is the matter
in each-and, in general, both that from which they are produced
is nature, and the type according to which they are produced
is nature (for that which is produced, e.g. a plant or an animal,
has a nature), and so is that by which they are produced--the
so-called 'formal' nature, which is specifically the same (though
this is in another individual); for man begets man.
"Thus,
then, are natural products produced; all other productions are
called 'makings'. And all makings proceed either from art or
from a faculty or from thought. Some of them happen also spontaneously
or by luck just as natural products sometimes do; for there also
the same things sometimes are produced without seed as well as
from seed. Concerning these cases, then, we must inquire later,
but from art proceed the things of which the form is in the soul
of the artist. (By form I mean the essence of each thing and
its primary substance.) For even contraries have in a sense the
same form; for the substance of a privation is the opposite substance,
e.g. health is the substance of disease (for disease is the absence
of health); and health is the formula in the soul or the knowledge
of it. The healthy subject is produced as the result of the following
train of thought:-since this is health, if the subject is to
be healthy this must first be present, e.g. a uniform state of
body, and if this is to be present, there must be heat; and the
physician goes on thinking thus until he reduces the matter to
a final something which he himself can produce. Then the process
from this point onward, i.e. the process towards health, is called
a 'making'. Therefore it follows that in a sense health comes
from health and house from house, that with matter from that
without matter; for the medical art and the building art are
the form of health and of the house, and when I speak of substance
without matter I mean the essence.
"Of the productions
or processes one part is called thinking and the other making,-that
which proceeds from the starting-point and the form is thinking,
and that which proceeds from the final step of the thinking is
making. And each of the other, intermediate, things is produced
in the same way. I mean, for instance, if the subject is to be
healthy his bodily state must be made uniform. What then does
being made uniform imply? This or that. And this depends on his
being made warm. What does this imply? Something else. And this
something is present potentially; and what is present potentially
is already in the physician's power.
"The active principle
then and the starting point for the process of becoming healthy
is, if it happens by art, the form in the soul, and if spontaneously,
it is that, whatever it is, which starts the making, for the
man who makes by art, as in healing the starting-point is perhaps
the production of warmth (and this the physician produces by
rubbing). Warmth in the body, then, is either a part of health
or is followed (either directly or through several intermediate
steps) by something similar which is a part of health; and this,
viz. that which produces the part of health, is the limiting-point--and
so too with a house (the stones are the limiting-point here)
and in all other cases. Therefore, as the saying goes, it is
impossible that anything should be produced if there were nothing
existing before. Obviously then some part of the result will
pre-exist of necessity; for the matter is a part; for this is
present in the process and it is this that becomes something.
But is the matter an element even in the formula? We certainly
describe in both ways what brazen circles are; we describe both
the matter by saying it is brass, and the form by saying that
it is such and such a figure; and figure is the proximate genus
in which it is placed. The brazen circle, then, has its matter
in its formula.
"As for that out of which as matter they
are produced, some things are said, when they have been produced,
to be not that but 'thaten'; e.g. the statue is not gold but
golden. And a healthy man is not said to be that from which he
has come. The reason is that though a thing comes both from its
privation and from its substratum, which we call its matter (e.g.
what becomes healthy is both a man and an invalid), it is said
to come rather from its privation (e.g. it is from an invalid
rather than from a man that a healthy subject is produced). And
so the healthy subject is not said to he an invalid, but to be
a man, and the man is said to be healthy. But as for the things
whose privation is obscure and nameless, e.g. in brass the privation
of a particular shape or in bricks and timber the privation of
arrangement as a house, the thing is thought to be produced from
these materials, as in the former case the healthy man is produced
from an invalid. And so, as there also a thing is not said to
be that from which it comes, here the statue is not said to be
wood but is said by a verbal change to be wooden, not brass but
brazen, not gold but golden, and the house is said to be not
bricks but bricken (though we should not say without qualification,
if we looked at the matter carefully, even that a statue is produced
from wood or a house from bricks, because coming to be implies
change in that from which a thing comes to be, and not permanence).
It is for this reason, then, that we use this way of speaking.
Part 8
"Since anything which is produced is produced by something
(and this I call the starting-point of the production), and from
something (and let this be taken to be not the privation but
the matter; for the meaning we attach to this has already been
explained), and since something is produced (and this is either
a sphere or a circle or whatever else it may chance to be), just
as we do not make the substratum (the brass), so we do not make
the sphere, except incidentally, because the brazen sphere is
a sphere and we make the forme. For to make a 'this' is to make
a 'this' out of the substratum in the full sense of the word.
(I mean that to make the brass round is not to make the round
or the sphere, but something else, i.e. to produce this form
in something different from itself. For if we make the form,
we must make it out of something else; for this was assumed.
E.g. we make a brazen sphere; and that in the sense that out
of this, which is brass, we make this other, which is a sphere.)
If, then, we also make the substratum itself, clearly we shall
make it in the same way, and the processes of making will regress
to infinity. Obviously then the form also, or whatever we ought
to call the shape present in the sensible thing, is not produced,
nor is there any production of it, nor is the essence produced;
for this is that which is made to be in something else either
by art or by nature or by some faculty. But that there is a brazen
sphere, this we make. For we make it out of brass and the sphere;
we bring the form into this particular matter, and the result
is a brazen sphere. But if the essence of sphere in general is
to be produced, something must be produced out of something.
For the product will always have to be divisible, and one part
must be this and another that; I mean the one must be matter
and the other form. If, then, a sphere is 'the figure whose circumference
is at all points equidistant from the centre', part of this will
be the medium in which the thing made will be, and part will
be in that medium, and the whole will be the thing produced,
which corresponds to the brazen sphere. It is obvious, then,
from what has been said, that that which is spoken of as form
or substance is not produced, but the concrete thing which gets
its name from this is produced, and that in everything which
is generated matter is present, and one part of the thing is
matter and the other form.
"Is there, then, a sphere
apart from the individual spheres or a house apart from the bricks?
Rather we may say that no 'this' would ever have been coming
to be, if this had been so, but that the 'form' means the 'such',
and is not a 'this'-a definite thing; but the artist makes, or
the father begets, a 'such' out of a 'this'; and when it has
been begotten, it is a 'this such'. And the whole 'this', Callias
or Socrates, is analogous to 'this brazen sphere', but man and
animal to 'brazen sphere' in general. Obviously, then, the cause
which consists of the Forms (taken in the sense in which some
maintain the existence of the Forms, i.e. if they are something
apart from the individuals) is useless, at least with regard
to comings-to-be and to substances; and the Forms need not, for
this reason at least, be self-subsistent substances. In some
cases indeed it is even obvious that the begetter is of the same
kind as the begotten (not, however, the same nor one in number,
but in form), i.e. in the case of natural products (for man begets
man), unless something happens contrary to nature, e.g. the production
of a mule by a horse. (And even these cases are similar; for
that which would be found to be common to horse and ass, the
genus next above them, has not received a name, but it would
doubtless be both in fact something like a mule.) Obviously,
therefore, it is quite unnecessary to set up a Form as a pattern
(for we should have looked for Forms in these cases if in any;
for these are substances if anything is so); the begetter is
adequate to the making of the product and to the causing of the
form in the matter. And when we have the whole, such and such
a form in this flesh and in these bones, this is Callias or Socrates;
and they are different in virtue of their matter (for that is
different), but the same in form; for their form is indivisible.
Part 9
"The question might be raised, why some things are produced
spontaneously as well as by art, e.g. health, while others are
not, e.g. a house. The reason is that in some cases the matter
which governs the production in the making and producing of any
work of art, and in which a part of the product is present,-some
matter is such as to be set in motion by itself and some is not
of this nature, and of the former kind some can move itself in
the particular way required, while other matter is incapable
of this; for many things can be set in motion by themselves but
not in some particular way, e.g. that of dancing. The things,
then, whose matter is of this sort, e.g. stones, cannot be moved
in the particular way required, except by something else, but
in another way they can move themselves-and so it is with fire.
Therefore some things will not exist apart from some one who
has the art of making them, while others will; for motion will
be started by these things which have not the art but can themselves
be moved by other things which have not the art or with a motion
starting from a part of the product.
"And it is clear
also from what has been said that in a sense every product of
art is produced from a thing which shares its name (as natural
products are produced), or from a part of itself which shares
its name (e.g. the house is produced from a house, qua produced
by reason; for the art of building is the form of the house),
or from something which contains a art of it,-if we exclude things
produced by accident; for the cause of the thing's producing
the product directly per se is a part of the product. The heat
in the movement caused heat in the body, and this is either health,
or a part of health, or is followed by a part of health or by
health itself. And so it is said to cause health, because it
causes that to which health attaches as a consequence.
"Therefore,
as in syllogisms, substance is the starting-point of everything.
It is from 'what a thing is' that syllogisms start; and from
it also we now find processes of production to start.
"Things
which are formed by nature are in the same case as these products
of art. For the seed is productive in the same way as the things
that work by art; for it has the form potentially, and that from
which the seed comes has in a sense the same name as the offspring
only in a sense, for we must not expect parent and offspring
always to have exactly the same name, as in the production of
'human being' from 'human' for a 'woman' also can be produced
by a 'man'-unless the offspring be an imperfect form; which is
the reason why the parent of a mule is not a mule. The natural
things which (like the artificial objects previously considered)
can be produced spontaneously are those whose matter can be moved
even by itself in the way in which the seed usually moves it;
those things which have not such matter cannot be produced except
from the parent animals themselves.
"But not only regarding
substance does our argument prove that its form does not come
to be, but the argument applies to all the primary classes alike,
i.e. quantity, quality, and the other categories. For as the
brazen sphere comes to be, but not the sphere nor the brass,
and so too in the case of brass itself, if it comes to be, it
is its concrete unity that comes to be (for the matter and the
form must always exist before), so is it both in the case of
substance and in that of quality and quantity and the other categories
likewise; for the quality does not come to be, but the wood of
that quality, and the quantity does not come to be, but the wood
or the animal of that size. But we may learn from these instances
a peculiarity of substance, that there must exist beforehand
in complete reality another substance which produces it, e.g.
an animal if an animal is produced; but it is not necessary that
a quality or quantity should pre-exist otherwise than potentially.
Part 10
"Since a definition is a formula, and every formula has
parts, and as the formula is to the thing, so is the part of
the formula to the part of the thing, the question is already
being asked whether the formula of the parts must be present
in the formula of the whole or not. For in some cases the formulae
of the parts are seen to be present, and in some not. The formula
of the circle does not include that of the segments, but that
of the syllable includes that of the letters; yet the circle
is divided into segments as the syllable is into letters.-And
further if the parts are prior to the whole, and the acute angle
is a part of the right angle and the finger a part of the animal,
the acute angle will be prior to the right angle and finger to
the man. But the latter are thought to be prior; for in formula
the parts are explained by reference to them, and in respect
also of the power of existing apart from each other the wholes
are prior to the parts.
"Perhaps we should rather say
that 'part' is used in several senses. One of these is 'that
which measures another thing in respect of quantity'. But let
this sense be set aside; let us inquire about the parts of which
substance consists. If then matter is one thing, form another,
the compound of these a third, and both the matter and the form
and the compound are substance even the matter is in a sense
called part of a thing, while in a sense it is not, but only
the elements of which the formula of the form consists. E.g.
of concavity flesh (for this is the matter in which it is produced)
is not a part, but of snubness it is a part; and the bronze is
a part of the concrete statue, but not of the statue when this
is spoken of in the sense of the form. (For the form, or the
thing as having form, should be said to be the thing, but the
material element by itself must never be said to be so.) And
so the formula of the circle does not include that of the segments,
but the formula of the syllable includes that of the letters;
for the letters are parts of the formula of the form, and not
matter, but the segments are parts in the sense of matter on
which the form supervenes; yet they are nearer the form than
the bronze is when roundness is produced in bronze. But in a
sense not even every kind of letter will be present in the formula
of the syllable, e.g. particular waxen letters or the letters
as movements in the air; for in these also we have already something
that is part of the syllable only in the sense that it is its
perceptible matter. For even if the line when divided passes
away into its halves, or the man into bones and muscles and flesh,
it does not follow that they are composed of these as parts of
their essence, but rather as matter; and these are parts of the
concrete thing, but not also of the form, i.e. of that to which
the formula refers; wherefore also they are not present in the
formulae. In one kind of formula, then, the formula of such parts
will be present, but in another it must not be present, where
the formula does not refer to the concrete object. For it is
for this reason that some things have as their constituent principles
parts into which they pass away, while some have not. Those things
which are the form and the matter taken together, e.g. the snub,
or the bronze circle, pass away into these materials, and the
matter is a part of them; but those things which do not involve
matter but are without matter, and whose formulae are formulae
of the form only, do not pass away,-either not at all or at any
rate not in this way. Therefore these materials are principles
and parts of the concrete things, while of the form they are
neither parts nor principles. And therefore the clay statue is
resolved into clay and the ball into bronze and Callias into
flesh and bones, and again the circle into its segments; for
there is a sense of 'circle' in which involves matter. For 'circle'
is used ambiguously, meaning both the circle, unqualified, and
the individual circle, because there is no name peculiar to the
individuals.
"The truth has indeed now been stated, but
still let us state it yet more clearly, taking up the question
again. The parts of the formula, into which the formula is divided,
are prior to it, either all or some of them. The formula of the
right angle, however, does not include the formula of the acute,
but the formula of the acute includes that of the right angle;
for he who defines the acute uses the right angle; for the acute
is 'less than a right angle'. The circle and the semicircle also
are in a like relation; for the semicircle is defined by the
circle; and so is the finger by the whole body, for a finger
is 'such and such a part of a man'. Therefore the parts which
are of the nature of matter, and into which as its matter a thing
is divided, are posterior; but those which are of the nature
of parts of the formula, and of the substance according to its
formula, are prior, either all or some of them. And since the
soul of animals (for this is the substance of a living being)
is their substance according to the formula, i.e. the form and
the essence of a body of a certain kind (at least we shall define
each part, if we define it well, not without reference to its
function, and this cannot belong to it without perception), so
that the parts of soul are prior, either all or some of them,
to the concrete 'animal', and so too with each individual animal;
and the body and parts are posterior to this, the essential substance,
and it is not the substance but the concrete thing that is divided
into these parts as its matter:-this being so, to the concrete
thing these are in a sense prior, but in a sense they are not.
For they cannot even exist if severed from the whole; for it
is not a finger in any and every state that is the finger of
a living thing, but a dead finger is a finger only in name. Some
parts are neither prior nor posterior to the whole, i.e. those
which are dominant and in which the formula, i.e. the essential
substance, is immediately present, e.g. perhaps the heart or
the brain; for it does not matter in the least which of the two
has this quality. But man and horse and terms which are thus
applied to individuals, but universally, are not substance but
something composed of this particular formula and this particular
matter treated as universal; and as regards the individual, Socrates
already includes in him ultimate individual matter; and similarly
in all other cases. 'A part' may be a part either of the form
(i.e. of the essence), or of the compound of the form and the
matter, or of the matter itself. But only the parts of the form
are parts of the formula, and the formula is of the universal;
for 'being a circle' is the same as the circle, and 'being a
soul' the same as the soul. But when we come to the concrete
thing, e.g. this circle, i.e. one of the individual circles,
whether perceptible or intelligible (I mean by intelligible circles
the mathematical, and by perceptible circles those of bronze
and of wood),-of these there is no definition, but they are known
by the aid of intuitive thinking or of perception; and when they
pass out of this complete realization it is not clear whether
they exist or not; but they are always stated and recognized
by means of the universal formula. But matter is unknowable in
itself. And some matter is perceptible and some intelligible,
perceptible matter being for instance bronze and wood and all
matter that is changeable, and intelligible matter being that
which is present in perceptible things not qua perceptible, i.e.
the objects of mathematics.
"We have stated, then, how
matters stand with regard to whole and part, and their priority
and posteriority. But when any one asks whether the right angle
and the circle and the animal are prior, or the things into which
they are divided and of which they consist, i.e. the parts, we
must meet the inquiry by saying that the question cannot be answered
simply. For if even bare soul is the animal or the living thing,
or the soul of each individual is the individual itself, and
'being a circle' is the circle, and 'being a right angle' and
the essence of the right angle is the right angle, then the whole
in one sense must be called posterior to the art in one sense,
i.e. to the parts included in the formula and to the parts of
the individual right angle (for both the material right angle
which is made of bronze, and that which is formed by individual
lines, are posterior to their parts); while the immaterial right
angle is posterior to the parts included in the formula, but
prior to those included in the particular instance, and the question
must not be answered simply. If, however, the soul is something
different and is not identical with the animal, even so some
parts must, as we have maintained, be called prior and others
must not.
Part 11
"Another question is naturally raised, viz. what sort
of parts belong to the form and what sort not to the form, but
to the concrete thing. Yet if this is not plain it is not possible
to define any thing; for definition is of the universal and of
the form. If then it is not evident what sort of parts are of
the nature of matter and what sort are not, neither will the
formula of the thing be evident. In the case of things which
are found to occur in specifically different materials, as a
circle may exist in bronze or stone or wood, it seems plain that
these, the bronze or the stone, are no part of the essence of
the circle, since it is found apart from them. Of things which
are not seen to exist apart, there is no reason why the same
may not be true, just as if all circles that had ever been seen
were of bronze; for none the less the bronze would be no part
of the form; but it is hard to eliminate it in thought. E.g.
the form of man is always found in flesh and bones and parts
of this kind; are these then also parts of the form and the formula?
No, they are matter; but because man is not found also in other
matters we are unable to perform the abstraction.
"Since
this is thought to be possible, but it is not clear when it is
the case, some people already raise the question even in the
case of the circle and the triangle, thinking that it is not
right to define these by reference to lines and to the continuous,
but that all these are to the circle or the triangle as flesh
and bones are to man, and bronze or stone to the statue; and
they reduce all things to numbers, and they say the formula of
'line' is that of 'two'. And of those who assert the Ideas some
make 'two' the line-itself, and others make it the Form of the
line; for in some cases they say the Form and that of which it
is the Form are the same, e.g. 'two' and the Form of two; but
in the case of 'line' they say this is no longer so.
"It
follows then that there is one Form for many things whose form
is evidently different (a conclusion which confronted the Pythagoreans
also); and it is possible to make one thing the Form-itself of
all, and to hold that the others are not Forms; but thus all
things will be one.
"We have pointed out, then, that
the question of definitions contains some difficulty, and why
this is so. And so to reduce all things thus to Forms and to
eliminate the matter is useless labour; for some things surely
are a particular form in a particular matter, or particular things
in a particular state. And the comparison which Socrates the
younger used to make in the case of 'animal' is not sound; for
it leads away from the truth, and makes one suppose that man
can possibly exist without his parts, as the circle can without
the bronze. But the case is not similar; for an animal is something
perceptible, and it is not possible to define it without reference
to movement-nor, therefore, without reference to the parts' being
in a certain state. For it is not a hand in any and every state
that is a part of man, but only when it can fulfil its work,
and therefore only when it is alive; if it is not alive it is
not a part.
"Regarding the objects of mathematics, why
are the formulae of the parts not parts of the formulae of the
wholes; e.g. why are not the semicircles included in the formula
of the circle? It cannot be said, 'because these parts are perceptible
things'; for they are not. But perhaps this makes no difference;
for even some things which are not perceptible must have matter;
indeed there is some matter in everything which is not an essence
and a bare form but a 'this'. The semicircles, then, will not
be parts of the universal circle, but will be parts of the individual
circles, as has been said before; for while one kind of matter
is perceptible, there is another which is intelligible.
"It
is clear also that the soul is the primary substance and the
body is matter, and man or animal is the compound of both taken
universally; and 'Socrates' or 'Coriscus', if even the soul of
Socrates may be called Socrates, has two meanings (for some mean
by such a term the soul, and others mean the concrete thing),
but if 'Socrates' or 'Coriscus' means simply this particular
soul and this particular body, the individual is analogous to
the universal in its composition.
"Whether there is,
apart from the matter of such substances, another kind of matter,
and one should look for some substance other than these, e.g.
numbers or something of the sort, must be considered later. For
it is for the sake of this that we are trying to determine the
nature of perceptible substances as well, since in a sense the
inquiry about perceptible substances is the work of physics,
i.e. of second philosophy; for the physicist must come to know
not only about the matter, but also about the substance expressed
in the formula, and even more than about the other. And in the
case of definitions, how the elements in the formula are parts
of the definition, and why the definition is one formula (for
clearly the thing is one, but in virtue of what is the thing
one, although it has parts?),-this must be considered later.
"What the essence is and in what sense it is independent,
has been stated universally in a way which is true of every case,
and also why the formula of the essence of some things contains
the parts of the thing defined, while that of others does not.
And we have stated that in the formula of the substance the material
parts will not be present (for they are not even parts of the
substance in that sense, but of the concrete substance; but of
this there is in a sense a formula, and in a sense there is not;
for there is no formula of it with its matter, for this is indefinite,
but there is a formula of it with reference to its primary substance-e.g.
in the case of man the formula of the soul-, for the substance
is the indwelling form, from which and the matter the so-called
concrete substance is derived; e.g. concavity is a form of this
sort, for from this and the nose arise 'snub nose' and 'snubness');
but in the concrete substance, e.g. a snub nose or Callias, the
matter also will be present. And we have stated that the essence
and the thing itself are in some cases the same; ie. in the case
of primary substances, e.g. curvature and the essence of curvature
if this is primary. (By a 'primary' substance I mean one which
does not imply the presence of something in something else, i.e.
in something that underlies it which acts as matter.) But things
which are of the nature of matter, or of wholes that include
matter, are not the same as their essences, nor are accidental
unities like that of 'Socrates' and 'musical'; for these are
the same only by accident.
Part 12
"Now let us treat first of definition, in so far as we
have not treated of it in the Analytics; for the problem stated
in them is useful for our inquiries concerning substance. I mean
this problem:-wherein can consist the unity of that, the formula
of which we call a definition, as for instance, in the case of
man, 'two-footed animal'; for let this be the formula of man.
Why, then, is this one, and not many, viz. 'animal' and 'two-footed'?
For in the case of 'man' and 'pale' there is a plurality when
one term does not belong to the other, but a unity when it does
belong and the subject, man, has a certain attribute; for then
a unity is produced and we have 'the pale man'. In the present
case, on the other hand, one does not share in the other; the
genus is not thought to share in its differentiae (for then the
same thing would share in contraries; for the differentiae by
which the genus is divided are contrary). And even if the genus
does share in them, the same argument applies, since the differentiae
present in man are many, e.g. endowed with feet, two-footed,
featherless. Why are these one and not many? Not because they
are present in one thing; for on this principle a unity can be
made out of all the attributes of a thing. But surely all the
attributes in the definition must be one; for the definition
is a single formula and a formula of substance, so that it must
be a formula of some one thing; for substance means a 'one' and
a 'this', as we maintain.
"We must first inquire about
definitions reached by the method of divisions. There is nothing
in the definition except the first-named and the differentiae.
The other genera are the first genus and along with this the
differentiae that are taken with it, e.g. the first may be 'animal',
the next 'animal which is two-footed', and again 'animal which
is two-footed and featherless', and similarly if the definition
includes more terms. And in general it makes no difference whether
it includes many or few terms,-nor, therefore, whether it includes
few or simply two; and of the two the one is differentia and
the other genus; e.g. in 'two-footed animal' 'animal' is genus,
and the other is differentia.
"If then the genus absolutely
does not exist apart from the species-of-a-genus, or if it exists
but exists as matter (for the voice is genus and matter, but
its differentiae make the species, i.e. the letters, out of it),
clearly the definition is the formula which comprises the differentiae.
"But it is also necessary that the division be by the
differentia of the diferentia; e.g. 'endowed with feet' is a
differentia of 'animal'; again the differentia of 'animal endowed
with feet' must be of it qua endowed with feet. Therefore we
must not say, if we are to speak rightly, that of that which
is endowed with feet one part has feathers and one is featherless
(if we do this we do it through incapacity); we must divide it
only into cloven-footed and not cloven; for these are differentiae
in the foot; cloven-footedness is a form of footedness. And the
process wants always to go on so till it reaches the species
that contain no differences. And then there will be as many kinds
of foot as there are differentiae, and the kinds of animals endowed
with feet will be equal in number to the differentiae. If then
this is so, clearly the last differentia will be the substance
of the thing and its definition, since it is not right to state
the same things more than once in our definitions; for it is
superfluous. And this does happen; for when we say 'animal endowed
with feet and two-footed' we have said nothing other than 'animal
having feet, having two feet'; and if we divide this by the proper
division, we shall be saying the same thing more than once-as
many times as there are differentiae.
"If then a differentia
of a differentia be taken at each step, one differentia-the last-will
be the form and the substance; but if we divide according to
accidental qualities, e.g. if we were to divide that which is
endowed with feet into the white and the black, there will be
as many differentiae as there are cuts. Therefore it is plain
that the definition is the formula which contains the differentiae,
or, according to the right method, the last of these. This would
be evident, if we were to change the order of such definitions,
e.g. of that of man, saying 'animal which is two-footed and endowed
with feet'; for 'endowed with feet' is superfluous when 'two-footed'
has been said. But there is no order in the substance; for how
are we to think the one element posterior and the other prior?
Regarding the definitions, then, which are reached by the method
of divisions, let this suffice as our first attempt at stating
their nature.
Part 13
"Let us return to the subject of our inquiry, which is
substance. As the substratum and the essence and the compound
of these are called substance, so also is the universal. About
two of these we have spoken; both about the essence and about
the substratum, of which we have said that it underlies in two
senses, either being a 'this'-which is the way in which an animal
underlies its attributes-or as the matter underlies the complete
reality. The universal also is thought by some to be in the fullest
sense a cause, and a principle; therefore let us attack the discussion
of this point also. For it seems impossible that any universal
term should be the name of a substance. For firstly the substance
of each thing is that which is peculiar to it, which does not
belong to anything else; but the universal is common, since that
is called universal which is such as to belong to more than one
thing. Of which individual then will this be the substance? Either
of all or of none; but it cannot be the substance of all. And
if it is to be the substance of one, this one will be the others
also; for things whose substance is one and whose essence is
one are themselves also one.
"Further, substance means
that which is not predicable of a subject, but the universal
is predicable of some subject always.
"But perhaps the
universal, while it cannot be substance in the way in which the
essence is so, can be present in this; e.g. 'animal' can be present
in 'man' and 'horse'. Then clearly it is a formula of the essence.
And it makes no difference even if it is not a formula of everything
that is in the substance; for none the less the universal will
be the substance of something, as 'man' is the substance of the
individual man in whom it is present, so that the same result
will follow once more; for the universal, e.g. 'animal', will
be the substance of that in which it is present as something
peculiar to it. And further it is impossible and absurd that
the 'this', i.e. the substance, if it consists of parts, should
not consist of substances nor of what is a 'this', but of quality;
for that which is not substance, i.e. the quality, will then
be prior to substance and to the 'this'. Which is impossible;
for neither in formula nor in time nor in coming to be can the
modifications be prior to the substance; for then they will also
be separable from it. Further, Socrates will contain a substance
present in a substance, so that this will be the substance of
two things. And in general it follows, if man and such things
are substance, that none of the elements in their formulae is
the substance of anything, nor does it exist apart from the species
or in anything else; I mean, for instance, that no 'animal' exists
apart from the particular kinds of animal, nor does any other
of the elements present in formulae exist apart.
"If,
then, we view the matter from these standpoints, it is plain
that no universal attribute is a substance, and this is plain
also from the fact that no common predicate indicates a 'this',
but rather a 'such'. If not, many difficulties follow and especially
the 'third man'.
"The conclusion is evident also from
the following consideration. A substance cannot consist of substances
present in it in complete reality; for things that are thus in
complete reality two are never in complete reality one, though
if they are potentially two, they can be one (e.g. the double
line consists of two halves-potentially; for the complete realization
of the halves divides them from one another); therefore if the
substance is one, it will not consist of substances present in
it and present in this way, which Democritus describes rightly;
he says one thing cannot be made out of two nor two out of one;
for he identifies substances with his indivisible magnitudes.
It is clear therefore that the same will hold good of number,
if number is a synthesis of units, as is said by some; for two
is either not one, or there is no unit present in it in complete
reality. But our result involves a difficulty. If no substance
can consist of universals because a universal indicates a 'such',
not a 'this', and if no substance can be composed of substances
existing in complete reality, every substance would be incomposite,
so that there would not even be a formula of any substance. But
it is thought by all and was stated long ago that it is either
only, or primarily, substance that can defined; yet now it seems
that not even substance can. There cannot, then, be a definition
of anything; or in a sense there can be, and in a sense there
cannot. And what we are saying will be plainer from what follows.
Part 14
"It is clear also from these very facts what consequence
confronts those who say the Ideas are substances capable of separate
existence, and at the same time make the Form consist of the
genus and the differentiae. For if the Forms exist and 'animal'
is present in 'man' and 'horse', it is either one and the same
in number, or different. (In formula it is clearly one; for he
who states the formula will go through the formula in either
case.) If then there is a 'man-in-himself' who is a 'this' and
exists apart, the parts also of which he consists, e.g. 'animal'
and 'two-footed', must indicate 'thises', and be capable of separate
existence, and substances; therefore 'animal', as well as 'man',
must be of this sort.
"Now (1) if the 'animal' in 'the
horse' and in 'man' is one and the same, as you are with yourself,
(a) how will the one in things that exist apart be one, and how
will this 'animal' escape being divided even from itself?
"Further,
(b) if it is to share in 'two-footed' and 'many-footed', an impossible
conclusion follows; for contrary attributes will belong at the
same time to it although it is one and a 'this'. If it is not
to share in them, what is the relation implied when one says
the animal is two-footed or possessed of feet? But perhaps the
two things are 'put together' and are 'in contact', or are 'mixed'.
Yet all these expressions are absurd.
"But (2) suppose
the Form to be different in each species. Then there will be
practically an infinite number of things whose substance is animal';
for it is not by accident that 'man' has 'animal' for one of
its elements. Further, many things will be 'animal-itself'. For
(i) the 'animal' in each species will be the substance of the
species; for it is after nothing else that the species is called;
if it were, that other would be an element in 'man', i.e. would
be the genus of man. And further, (ii) all the elements of which
'man' is composed will be Ideas. None of them, then, will be
the Idea of one thing and the substance of another; this is impossible.
The 'animal', then, present in each species of animals will be
animal-itself. Further, from what is this 'animal' in each species
derived, and how will it be derived from animal-itself? Or how
can this 'animal', whose essence is simply animality, exist apart
from animal-itself?
"Further, (3)in the case of sensible
things both these consequences and others still more absurd follow.
If, then, these consequences are impossible, clearly there are
not Forms of sensible things in the sense in which some maintain
their existence.
Part 15
"Since substance is of two kinds, the concrete thing
and the formula (I mean that one kind of substance is the formula
taken with the matter, while another kind is the formula in its
generality), substances in the former sense are capable of destruction
(for they are capable also of generation), but there is no destruction
of the formula in the sense that it is ever in course of being
destroyed (for there is no generation of it either; the being
of house is not generated, but only the being of this house),
but without generation and destruction formulae are and are not;
for it has been shown that no one begets nor makes these. For
this reason, also, there is neither definition of nor demonstration
about sensible individual substances, because they have matter
whose nature is such that they are capable both of being and
of not being; for which reason all the individual instances of
them are destructible. If then demonstration is of necessary
truths and definition is a scientific process, and if, just as
knowledge cannot be sometimes knowledge and sometimes ignorance,
but the state which varies thus is opinion, so too demonstration
and definition cannot vary thus, but it is opinion that deals
with that which can be otherwise than as it is, clearly there
can neither be definition of nor demonstration about sensible
individuals. For perishing things are obscure to those who have
the relevant knowledge, when they have passed from our perception;
and though the formulae remain in the soul unchanged, there will
no longer be either definition or demonstration. And so when
one of the definition-mongers defines any individual, he must
recognize that his definition may always be overthrown; for it
is not possible to define such things.
"Nor is it possible
to define any Idea. For the Idea is, as its supporters say, an
individual, and can exist apart; and the formula must consist
of words; and he who defines must not invent a word (for it would
be unknown), but the established words are common to all the
members of a class; these then must apply to something besides
the thing defined; e.g. if one were defining you, he would say
'an animal which is lean' or 'pale', or something else which
will apply also to some one other than you. If any one were to
say that perhaps all the attributes taken apart may belong to
many subjects, but together they belong only to this one, we
must reply first that they belong also to both the elements;
e.g. 'two-footed animal' belongs to animal and to the two-footed.
(And in the case of eternal entities this is even necessary,
since the elements are prior to and parts of the compound; nay
more, they can also exist apart, if 'man' can exist apart. For
either neither or both can. If, then, neither can, the genus
will not exist apart from the various species; but if it does,
the differentia will also.) Secondly, we must reply that 'animal'
and 'two-footed' are prior in being to 'two-footed animal'; and
things which are prior to others are not destroyed when the others
are.
"Again, if the Ideas consist of Ideas (as they must,
since elements are simpler than the compound), it will be further
necessary that the elements also of which the Idea consists,
e.g. 'animal' and 'two-footed', should be predicated of many
subjects. If not, how will they come to be known? For there will
then be an Idea which cannot be predicated of more subjects than
one. But this is not thought possible-every Idea is thought to
be capable of being shared.
"As has been said, then,
the impossibility of defining individuals escapes notice in the
case of eternal things, especially those which are unique, like
the sun or the moon. For people err not only by adding attributes
whose removal the sun would survive, e.g. 'going round the earth'
or 'night-hidden' (for from their view it follows that if it
stands still or is visible, it will no longer be the sun; but
it is strange if this is so; for 'the sun' means a certain substance);
but also by the mention of attributes which can belong to another
subject; e.g. if another thing with the stated attributes comes
into existence, clearly it will be a sun; the formula therefore
is general. But the sun was supposed to be an individual, like
Cleon or Socrates. After all, why does not one of the supporters
of the Ideas produce a definition of an Idea? It would become
clear, if they tried, that what has now been said is true.
Part 16
"Evidently even of the things that are thought to be
substances, most are only potencies,-both the parts of animals
(for none of them exists separately; and when they are separated,
then too they exist, all of them, merely as matter) and earth
and fire and air; for none of them is a unity, but as it were
a mere heap, till they are worked up and some unity is made out
of them. One might most readily suppose the parts of living things
and the parts of the soul nearly related to them to turn out
to be both, i.e. existent in complete reality as well as in potency,
because they have sources of movement in something in their joints;
for which reason some animals live when divided. Yet all the
parts must exist only potentially, when they are one and continuous
by nature,-not by force or by growing into one, for such a phenomenon
is an abnormality.
"Since the term 'unity' is used like
the term 'being', and the substance of that which is one is one,
and things whose substance is numerically one are numerically
one, evidently neither unity nor being can be the substance of
things, just as being an element or a principle cannot be the
substance, but we ask what, then, the principle is, that we may
reduce the thing to something more knowable. Now of these concepts
'being' and 'unity' are more substantial than 'principle' or
'element' or 'cause', but not even the former are substance,
since in general nothing that is common is substance; for substance
does not belong to anything but to itself and to that which has
it, of which it is the substance. Further, that which is one
cannot be in many places at the same time, but that which is
common is present in many places at the same time; so that clearly
no universal exists apart from its individuals.
"But
those who say the Forms exist, in one respect are right, in giving
the Forms separate existence, if they are substances; but in
another respect they are not right, because they say the one
over many is a Form. The reason for their doing this is that
they cannot declare what are the substances of this sort, the
imperishable substances which exist apart from the individual
and sensible substances. They make them, then, the same in kind
as the perishable things (for this kind of substance we know)--'man-himself'
and 'horse-itself', adding to the sensible things the word 'itself'.
Yet even if we had not seen the stars, none the less, I suppose,
would they have been eternal substances apart from those which
we knew; so that now also if we do not know what non-sensible
substances there are, yet it is doubtless necessary that there
should he some.-Clearly, then, no universal term is the name
of a substance, and no substance is composed of substances.
Part 17
"Let us state what, i.e. what kind of thing, substance
should be said to be, taking once more another starting-point;
for perhaps from this we shall get a clear view also of that
substance which exists apart from sensible substances. Since,
then, substance is a principle and a cause, let us pursue it
from this starting-point. The 'why' is always sought in this
form--'why does one thing attach to some other?' For to inquire
why the musical man is a musical man, is either to inquire--as
we have said why the man is musical, or it is something else.
Now 'why a thing is itself' is a meaningless inquiry (for (to
give meaning to the question 'why') the fact or the existence
of the thing must already be evident-e.g. that the moon is eclipsed-but
the fact that a thing is itself is the single reason and the
single cause to be given in answer to all such questions as why
the man is man, or the musician musical', unless one were to
answer 'because each thing is inseparable from itself, and its
being one just meant this'; this, however, is common to all things
and is a short and easy way with the question). But we can inquire
why man is an animal of such and such a nature. This, then, is
plain, that we are not inquiring why he who is a man is a man.
We are inquiring, then, why something is predicable of something
(that it is predicable must be clear; for if not, the inquiry
is an inquiry into nothing). E.g. why does it thunder? This is
the same as 'why is sound produced in the clouds?' Thus the inquiry
is about the predication of one thing of another. And why are
these things, i.e. bricks and stones, a house? Plainly we are
seeking the cause. And this is the essence (to speak abstractly),
which in some cases is the end, e.g. perhaps in the case of a
house or a bed, and in some cases is the first mover; for this
also is a cause. But while the efficient cause is sought in the
case of genesis and destruction, the final cause is sought in
the case of being also.
"The object of the inquiry is
most easily overlooked where one term is not expressly predicated
of another (e.g. when we inquire 'what man is'), because we do
not distinguish and do not say definitely that certain elements
make up a certain whole. But we must articulate our meaning before
we begin to inquire; if not, the inquiry is on the border-line
between being a search for something and a search for nothing.
Since we must have the existence of the thing as something given,
clearly the question is why the matter is some definite thing;
e.g. why are these materials a house? Because that which was
the essence of a house is present. And why is this individual
thing, or this body having this form, a man? Therefore what we
seek is the cause, i.e. the form, by reason of which the matter
is some definite thing; and this is the substance of the thing.
Evidently, then, in the case of simple terms no inquiry nor teaching
is possible; our attitude towards such things is other than that
of inquiry.
"Since that which is compounded out of something
so that the whole is one, not like a heap but like a syllable-now
the syllable is not its elements, ba is not the same as b and
a, nor is flesh fire and earth (for when these are separated
the wholes, i.e. the flesh and the syllable, no longer exist,
but the elements of the syllable exist, and so do fire and earth);
the syllable, then, is something-not only its elements (the vowel
and the consonant) but also something else, and the flesh is
not only fire and earth or the hot and the cold, but also something
else:-if, then, that something must itself be either an element
or composed of elements, (1) if it is an element the same argument
will again apply; for flesh will consist of this and fire and
earth and something still further, so that the process will go
on to infinity. But (2) if it is a compound, clearly it will
be a compound not of one but of more than one (or else that one
will be the thing itself), so that again in this case we can
use the same argument as in the case of flesh or of the syllable.
But it would seem that this 'other' is something, and not an
element, and that it is the cause which makes this thing flesh
and that a syllable. And similarly in all other cases. And this
is the substance of each thing (for this is the primary cause
of its being); and since, while some things are not substances,
as many as are substances are formed in accordance with a nature
of their own and by a process of nature, their substance would
seem to be this kind of 'nature', which is not an element but
a principle. An element, on the other hand, is that into which
a thing is divided and which is present in it as matter; e.g.
a and b are the elements of the syllable.
END
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