Dreams,
Art and Virtual Worldmaking
In general, I share Wittgenstein’s idea,
in his critique of Freud, that there is no reason to think
that dreams have a single purpose or an "essence,"
given that there are so many different kinds of dreams. After
all, he argues, there is no essence to talking or playing,
so why should dreams be any different? (1966, 47-50) However,
a good deal of our commentary still treats the dream as one
might treat a mysterious body organ; that is, it must be doing
something for us because it’s there, but right now we
don’t know what this something is.
We have many theories, of course (e.g., dreams
process memory, act as sentinels, fine-tune our vigilance/fear
systems, reduce tension, create counterfactual simulations,
perform self-therapy, self-formation or neuronal dumping,
rehearse our survival and predation routines, and so on).
But we have no measuring devices for determining how—or
if—these so-called functions influence our behavior
because we dream.
Still, such functions must be commonly carried
out, consciously and unconsciously, in waking life, and it
would therefore seem natural that they occur in our dreams
as well. Since it is widely agreed that dreams reflect our
daily concerns, perhaps our efforts to form better adaptive
structures come into dreams automatically with the concerns.
If this is true, however, in what sense can we claim that
dreams have a special purpose? This is not to suggest that
they don’t, or to dismiss our theories as invalid, but
that the issue of function might better be approached at what
we might call a pan-cognitive level. By this I mean simply
that there seems to be a "state continuum" in mentation,
as Hartmann et al. have suggested, "running from focused
waking thought (e.g. doing arithmetic problems) to looser
thought (e.g. reverie) to daydreaming and finally to dreaming"
(2001,103; see also Domhoff, 2001, 19). If this is the case,
perhaps some of these functions attributed to the dream run
through the entire spectrum of thought. Therefore, "closed"
studies of dream function, studies that concentrate solely
on the dream, run the risk of attributing to the dream what
belongs to thought in general.2
What is obscured in such cases, it seems to
me, is the dream’s place in the continuity of mind and
consciousness and its possible cooperative value with other
forms of virtual worldmaking, which presumably have deep adaptive
value to the species. I am thinking of virtual worlds as imaginatively
conceived worlds that bear at least a metaphorical relationship
to what we call "the real world"; in short, reverie,
art of various kinds, dreams, tribal history, mythology, gossip,
etc. This is where Wittgenstein’s argument may be in
need of qualification: the validity of attributing a purpose
to the dream might depend on how wide a cognitive net you
cast in conducting the search. Here I want to cast a rather
wide one in the context of the dream’s relation with
art. My purpose is not to advance a new theory of dreams or
of art, but to see how these possible functions might be interrelated
at a basic level.
Let me concentrate here on fictions, which
I will treat as a synecdoche for art in general. Fictions
are particularly apt because they share so many structural
and narrative features with dreams—more so, say, than
painting, music or sculpture. We have long debated the question
of why fictions appeal to us, and why we create them. It has
been the prevailing idea since Horace, if not before, that
poetry is both useful and pleasing (utile et dulce), and there
have been countless notions of what these terms mean. In the
light of modern evolutionary theory, this may even be a slightly
redundant notion, if you consider the biological possibility
that pleasure and usefulness may at times be aspects of the
same benefit. Take sex, for example. To be more specific:
the mind delights in such things as discovery, symmetry, contrast,
parallelism, resemblance, the detection of causal series,
reversal, crescendo, and so on. But all of these delights
of mind are obviously indispensable to survival as well, if
only because they keep us mindful of how the things and events
of our experience resemble and differ from each other (see
States, 1998). So it is possible that delight and usefulness
are sometimes two different ways of looking at the same thing.
In saying this I am not equating delight and usefulness. Many
things may be fun to do (fast driving, drugs, rich food, etc.)
but are not good for you. At any rate, I suspect that we continue
to say that poetry has two functions—to delight and
to instruct—only because we have no single term for
the wholesale thing it does for us.
But note that usefulness at this level is
not usefulness in the specific sense that Wittgenstein was
probably referring to—e.g., the heart’s "job"
is to circulate oxygen in the blood or the dream’s (in
Freud’s view) is to be the guardian of sleep. At best
all these useful delights seem an evolutionary outgrowth of
mind’s encounter with experience. If art is powerfully
grounded in them it suggests that we make art for much the
same reason that we go through the day seeing parallels and
contrasts in things, telling parts from wholes, and vice versa,
feeling unity stirring in our experience (coherence), detecting
order or disorder in a series of events, and watching the
sunset (crescendo). Everything that interests us in art, everything
that compels our attention, has its variant at most levels
of our experience. Consider how statements like "I thought
the characters were well drawn" or "I thought the
ending seemed tacked on" are embedded in our absorbed
notions of behavior and likelihood formed as much outside
of art as through its conventions.
It would seem, then, that art is a kind of
cognitive "looking glass," to invoke an old renaissance
metaphor: it concentrates and enlarges our perceptual and
response systems, creating an intensity of feeling and involvement
that doesn’t normally occur in more distributed experience.
Northrop Frye, for example, suggests that the instructive
power of literature lies "not in illustrating moral precepts,
but [in] expanding the power of vision" (2001-02, 18).
This isn’t a particularly mind-catching idea, given
the Romantic connotations of a word like vision. However,
we can see its cogency better if we put it beside a recent
variation of the same thought by evolutionary psychologists
John Tooby and Leda Cosmides: "The kind of truth conveyed
in art is not propositional or referential in the ordinary
sense. It consists of the increased mental organization that
our minds extract from experiencing it, which is why this
form of truth has seemed so elusive, so difficult to articulate
or explicitly define. This organization consists mostly of
what might, for want of a better word, be called skills: skills
of understanding and skills of valuing, skills of feeling
and skills of perceiving, skills of knowing and skills of
moving. . . . The truth inheres in what the experience builds
in us" (2001, 24).
Thus, for Tooby and Cosmides, fictions are
valuable or functional "because the mind detects that
such bundles of representations have a powerfully organizing
effect on our neurocognitive adaptations, even though the
representations are not literally true" (21). So, apart
from its noisier variants (propaganda, "position"
literature, erotic novels, How to books, etc.) literature
is useful in this quiet enduring way. We don’t see its
long-lasting effects on people, and we can’t separate
people who don’t read fictions from those who do at
the "skills" level because there are still other
ways to come by the same skills. Literature’s contents
are imprinted and re-imprinted in our cognitive systems in
the way that our linguistic skills are quietly improved by
using the same words over and over and applying them to different
things as new situations emerge. The "elusive" truth
Tooby and Cosmides speak of is born out in the very act of
reading (or making) fictions, in expanding our fund of "instances"
of human behavior, and not in simply making us better "educated"
or smarter people. That may indeed be an additional value,
but the business of literature is "increased mental organization":
better personal survival equipment for a world that is constantly
mutating, even as it remains much the same. Or that is the
way an evolutionist might put it.
Obviously, you don’t deliberately pick
up a book to satisfy this need, nor do authors write them
for that reason. But if you read, say, War and Peace, you
can’t escape strengthening or changing your notions
about war, peace, love, marriage, the beauty of hay fields
and oak trees, friendship, national pride, and death. Or,
if you read a number of those horror stories called tragedies
you begin, among other things, to understand more clearly
the connection between ego and disaster, and so on. Truth
of this sort is simply what passes into literature from life
experience; it is what we expect to find when we read, what
delights us when we find it, and what we reject when literature’s
imaginary "lies" become falsehoods when reflected
against the facts of life.
While thinking about this problem, I happened
to read John Allen Paulos’s Once Upon a Number (1998),
a book devoted to the mathematical logic of storytelling.
We live, Paulos says, according to systems of probability,
that is, things that will "conditionally" happen
or not happen on the basis of past performance. But, he goes
on, our subjective probability ratios arise in "idiosyncratic
ways": "we differ in the way we attach rough probabilities
to happenings, and differ even more in the probabilities we
assign to the associations between happenings." Our network
of probability estimates forms a "map of our minds and
dynamically interacts with new experiences and old stories
that we constantly edit" (69). Paulos examines a number
of ways in which fictions and mathematics (narratives and
numbers) work in similar ways, despite their many formal differences.
We need numbering systems for counting the things of the world;
we need stories for counting the tendencies of the world in
the sphere of human action. Stories, in short, are one cognitive
means, among others, by which we accumulate "sums"
of knowledge and expectation. In fact, without knowing it,
we constantly use such things as Bayes’ probability
theorem to maintain and revise our estimates of what goes
with what, and when, as new experience blends with old. Simply
thinking about something involves a kind of math or a sub-network
of probabilities on which the thinking is based.
It would seem circular to say that the function
of thinking is to maintain and revise our probability ratios,
because the very construction of thought—at least non-hallucinatory
thought—is itself based on the constant manipulation
of probabilities. As T. S. Eliot’s Sweeney says, "I
gotta use words when I talk to you." So too, we "gotta"
use probability ratios when we think. Even when we listen
quietly to music we delight (and profit by) the modulations
and fulfillment of probabilities of key, harmony and melody.
Or, take two common thoughts: "I suppose Sally has spoken
to Richard by now" and "I wonder if Sally wants
to speak to Richard." Both are garden-variety thoughts,
and they are the tips of deeper understandings based directly
on "statistical" samplings of Sally’s probable
behavior in either case. "We are all statisticians,"
Paulos says, "when we make grand inferences about a person
from that tiny sample of behavior known as a first impression"
(11).3
It should be stressed, however, that fictions
are not routine adventures in the probabilities of daily life.
In fact, the distinctive tendency of fictions is that they
take improbable, if not outrageous, events (a son marrying
his mother, a son and daughter murdering their mother, a father
sacrificing his beloved son or daughter) and show, as Aristotle
said, how such events occur "according to probability
or necessity." Thus the horrific extremities of fiction
are made plausible by an intricate nest of likelihoods (It
is probable that a man like Hamlet would have difficulty murdering
his uncle-father; it is probable that Romeo would go to Mantua
and that Juliet would awaken too late in the tomb; it is probable
that Cordelia would refuse to flatter her father and that
Lear, who has "but slenderly known himself," would
be outraged by the lapse, and so on).
This, of course, is another aspect of the
utile and the dulce of fictions coming together: unlikely
or distant fears (incest, infanticide, revenge) are nevertheless
fears, and one can see how extreme "cases" would
have a value in exposing us to the danger of improbable disaster
(the "What if . . . ? or "Worst case scenario"
principle) in a probable way. It is not a fear that we might
suffer the fate of Oedipus or Medea; what matters is the manner
in which the unlooked for comes about in a probable way, a
"lesson" we ignore at our peril. At the same time
they are delightful and fascinating because they bring into
focus the full force of our fondness for "perfect"
developments which "add up to" perfect reversals
(the symmetry of opposite extremes). Thus a "good book"
is one that sets its stakes as high as possible, produces
an engrossing development, and fulfills its promise with maximum
involvement of all its parts. The same expectations we have
in music, ballet, sculpture, an elegant machine, and art in
general (I explore this idea in States 2001).
In short, there is little to exercise the
human mind in acts that simply produce further acts, however
probable (went down town + had a few beers + came home and
slept). The kinds of plots to "look for," as Aristotle
said, are those that produce counter-acts, terminal discrepancies
involving close kin, where the stakes are at their highest.
These are the most thorough stories in the world, the very
cutting edge of disaster. Only in this way can art approximate
the full potentialities of life, as opposed to its mundane
norms. In this respect fictions are also directly related
to our fondness for jokes and riddles which allow us the momentary
pleasure of seeing how two seemingly incompatible trains of
thought can be justified in a single "punch line"
(see Koestler, 1969). Thus humor and tragedy, so different
in their "attitudes" about the probabilities of
life, perform essentially the same service in sharpening our
cognitive awareness.
I hasten to repeat that I’m not trying
to sneak in a new theory through the back door. There is nothing
new about probability theory. I am trying to find the lowest
common denominator of our advanced theories, or some of them,
something that stretches across the continuum of thought,
as a means of illustrating a point about the elusiveness—indeed
the virtual invisibility—of function. The point is that
art, like a cat, may have nine lives, or do "nine"
different things, and there is more than one way to skin a
cat, but at bottom the cat gets along by knowing the probability
ratios of its environment. For humans, this is a more complex
problem, if only because we make all sorts of representations—comic,
tragic, frightening, soothing, abstract, etc.—of our
probability systems, and it is not easy to see how our need
for these things fits directly, or indirectly, into the scheme
of our survival. In any case, I find myself in agreement with
Nelson Goodman, in Ways of Worldmaking, who feels that all
virtual worlds created by our species are, so to speak, created
equal in that they contribute to our understanding of the
so-called "actual" world: "the arts must be
taken no less seriously than the sciences as modes of discovery,
creation, and enlargement of knowledge in the broad sense
of advancement of the understanding, and thus . . . the philosophy
of art should be conceived as an integral part of metaphysics
and epistemology" (1978, 102).
What I have said about fictional narratives
and probability ratios must surely hold true for the dream
as well. I want to sample dream probability at two levels,
the macro and the micro—that of the narrative and that
of the image. Dream narratives are notoriously given to peripeties,
or to worst-case realizations. Get anywhere near a cliff,
an open staircase, city traffic, a dark street, deep water,
a large (or small) animal, try to back up your car, run from
a beast, find a bathroom, make a speech to a group, take a
test, find your way back to your hotel, avoid someone who
has just entered the room, and you have major trouble. One
assumes the reason this is true—or at least more probable
than not—is that in life itself safety lies in anticipation
of the possible, and in the dream state, owing to the peculiar
simultaneity of thought and image, the arousal of an expectation
almost guarantees its arrival. In a dream an expectation is
not simply hypothetical ("What if the beast sees me?");
the hypothesis immediately condenses into its own proof. There
are exceptions to this idea, to be sure. The dreamer might
be rescued or find a way out (as in comedy or tragicomedy),
or the threat might inexplicably disappear. But apparently
in such cases an emotional factor weighs in—a mood shift,
a surge of confidence or fearlessness perhaps—that alters
the expectation, and hence the outcome. My evidence here consists
largely of personal instances in which I have suddenly become
courageous in the dream and confronted the threat head-on,
often making a friend of my enemy (another reversal!). However,
my record in achieving such triumphs of will is dwarfed by
the number of times I have taken the coward’s way out
and have shaken myself out of the dream in a cold sweat. To
put it simply: the outcome of a dream seems to depend not
on logic of narrative—roughly the logic of events in
the waking world or of literary fictions—but on something
like an emotional quantum: if I’m really terrified by
the monster wave approaching my frail boat it will wipe me
out (awakening me in the process); if I’m only, say,
75% frightened, I’ll get a heavy harmless shower; if
I find myself awed or intrigued by the wave (the feeling of
the sublime) I’ll so sailing over the top of it in ecstasy,
hoping the ride never ends. It all depends on the psychical
attitude that accompanies the threat. In short, you get out
of a dream exactly what you put into it.
At any rate, the pronounced negativity of
dream content is a commonplace in dream study. It would seem
that negative experience, as opposed to happy birthdays, weddings,
and career successes, is the dream’s natural specialty,
and that dreaming, as I have suggested elsewhere, is the mental
capability most clearly adapted to concerns arising from our
condition of mutability (1993, 179), or the continuous disequilibrium
of life. In brief, the dream presents the conceivable in terms
of the real.
In a recent contribution to dream theory William
Domhoff writes that dream content "is generally continuous
with waking conceptions and contains a great deal of previously
unrealized repetition in characters, social interactions,
misfortunes, negative emotions, and themes" (2001,14).
The repetitions that concern Domhoff pertain largely to repetitions
within an individual’s dream history. But there is a
sense in which all dreamers dream each other’s dreams
in the form of so-called universal dreams, which are the oneiric
equivalent of literary archetypes. We have always admired
the Greeks because they seem to have created all the great
plots. And so they did, though it is more accurate to say
that they discovered (in Greek terms of course) the only plots
available to an oxygen-dependent species that reproduces itself
sexually and forms families of offspring who live in social
groups called communities or tribes that are governed by sometimes
willful or fallible leaders. That is to say, stories involving
the jealousies, ambitions, intrigues, passions, fears and
hatreds of fathers, mothers, sons and daughters, husbands
and wives, uncles, aunts, neighbors and rulers. Even the gods
in Greek mythology are little more than people with better
weapons. Indeed, it is almost impossible to avoid the so-called
archetypal stories because they constitute the ur-plots of
our collective experience, each new variation confirming the
truths of its avatars at the same time that it makes necessary
cultural revisions. Thus the Orestes story begins in Greek
tragedy, gets passed up in countless folk story variations
to Saxo Grammaticus, Belleforest and Shakespeare’s Hamlet,
and we find it alive and well in Dostoevsky’s 19th century
St. Petersburg (Notes from Underground) and in Camus’s
twentieth-century "Rome" (Caligula). The faces change,
the object of the vengeance changes, but the structure of
revenge remains intact, primarily because revenge, in one
form or another, is a continual tendency of our species (see
States, 1980).
So too, dreams have their archetypes, which
is simply to say that there are certain dreams that belong
as much to our species as to individuals.4 These are often
referred to as universal dreams, simply because everybody
seems to have them. Again, it is hard to see how it could
have been otherwise, for if fictions are related to what matters
to the individual then universal dreams were as inevitable
as allergies, diseases, and disasters caused by inattention,
nature, predators, etc. They are, in short, responses to living
in an environment that bristles with assaults on the human
being. No one wants to fall from a bridge into a raging river;
no one wants to be alone, ignored by the world, humiliated,
caught naked, unprepared, lost, or paralyzed before an oncoming
menace. And because we are inescapably susceptible to these
things, we dream about them, and such dreams the world over
vary only in the specifics of the individual’s experiences
in a particular culture or environment.
Perhaps the biggest difference between fictions
and dreams in this regard is that fictional archetypes are,
in most cases, addressed to the community and feature an exemplary
individual (family, group) caught in a recurrent situation
(mother-father revenge, child sacrifice, the exile of the
gifted pariah, the confrontation of family versus civil law)
and hence are as inevitable as the angle or the arc in geometry.
The universal dream, on the other hand, has no communal "message,"
and indeed typically features the individual dreamer in hazardous
situations in which nature or culture seem to play the role
of nemesis. Patricia Garfield (2001, xvi) lists these as:
being chased or attacked, falling or drowning, being lost
or trapped, being naked, being injured, ill or dying, being
in natural or man-made disasters, performing poorly on tests,
having car or vehicle trouble, missing your boat or plane,
property lost or damaged, machine or telephone malfunction,
and being menaced by a spirit. In my own experience, these
occur more as motifs than full dreams, often with several
appearing in one dream (if I am caught naked in a crowd, I
am not likely to make a clean getaway to my hotel room, much
less by able to find it). The important point about universal
dreams, in any case, is that they represent the main fears
of our species, and therefore require no more explanation
for their occurrence than a "collective unconscious"
is needed to account for the persistence of literary archetypes.
The question about probability becomes more
complicated when we leave the dream narrative and look at
the single dream image (if there is such a thing). One is
tempted to disqualify dream images because they are rife with
improbabilities (mother morphing into Boris Karloff). But
I suggest that the probabilities may not reside simply in
the normalcy or "realism" of the images but, again,
in the connotative and emotional systems that have aroused
the image. An image is not simply itself but a "bundle"
of associations. Indeed, dream images are so visible, so apparent,
that we forget they are multi-sensory productions. There is,
of course, no way to prove it, but perhaps the so-called improbabilities
of dreams are a sign of their power to conflate different
kinds of relationships and similarities—what Tooby and
Cosmides call "abstract isomorphisms" (2001)—at
a level too far down in the neural cellar to be detected.
Why Aunt Tina should arrive at the party on a child’s
tricycle (surprising no one) may not be possible to determine,
but it may not be illogical either. The usual way of explaining
an image of this kind is to find a connection in the dreamer’s
prior experience (Aunt Tina taught elementary school, Aunt
Tina was childlike, etc.). But it is possible that tricycles
and Aunt Tina have nothing to do with each other at this level
and are being coupled through secondary potencies arising
from the dream. Also we must assume that an image is born
at the formative and unedited level of thought, where thought
is sorting itself out of multiple associational possibilities
gathered "idiosyncratically" in a single memory.
In an edited composition there are few traces of such images,
though any number of them might have occurred in the composition
process; in a dream they are precisely what dream-thought
is producing at the moment. It would be remarkable if a dream
flowed along like a real story without shifts, mergers, loose
ends or conflations in imagery and character. Even if you
claim that distortion occurs as the result of brain modulation,
it seems likely that a tricycle (if it has appeared) has a
stronger relationship with the Aunt Tina figure (whatever
she may "stand for") in the dream than, say, a bowling
ball or a kayak (which did not appear). In short, even in
disorder likelihoods persist that cannot be determined from
an exterior standpoint, disorder being characteristic of all
dynamic systems.
The dream might be compared, in this regard,
to a three-dimensional chess game. Pieces move not only forward,
backward, sidewise, or diagonally over 64 squares, as on a
normal chess board, but up and down as well over eight levels
of 64 squares, only the top level of which is visible to the
observing eye. Perceived as game-events on a conventional
board such moves would seem absurd: pieces would disappear
from view; they would suddenly turn up on squares to which
there was no visible move, and so on. The dreamwork resembles
such a game in that the logic of its "moves" simply
cannot be confined to the visible two-dimensional "brain
board" (of, say, a dream report) or the sort of logic
we have come to expect in fictions. The rule of thumb would
be: if dreaming is thought as it unfolds, probability-seeking
must occur at many sensory levels, some of which might appear
contradictory on the level of waking ratios of coherence (for
example, from my own file of dream "improbabilities":
music suddenly becoming palpable, my thought as dreamer becoming
the thought of another character, a living spirit emanating
from an "innocent" household object, an ear that
talks, an eye that listens, a problem solved without having
been worked out, an image being simultaneously itself and
something else as well, a dream character with alternating
identities, etc.). Such things are normal in the dream world
and they can be accounted for as the pure thrust of imagination
seizing upon the resonances of its own productions.
Finally, there is a possibility that what
is visualized in a dream image is itself the confluence of
more than one train of thought. For example, the coupling
may be a compromise of competing thoughts aroused by prior
events in the dream: they don’t "belong" together,
they simply happened to "come to mind" at the same
time (as opposites attract) with equal probability values,
in the way that something seemingly irrelevant often pops
into waking thought. Elsewhere I have discussed the relation
of dream bizarreness to inner thought (States, 2000), the
main idea being that a good deal of thought (if we could "photograph"
all its nuances) appears disorganized because it is exploratory—that
is, a consequence of first-draft-ness, which consists basically
of search-and-adopt or search-and-delete mechanisms involving
many blind alleys. How can a medium like the dream be expected
to get its ducks in a row without knowing in advance what
the ducks are or where they are headed? To paraphrase Michael
Gazzaniga, among the "zillions of automatic brain processes"
that go on in any feat of cognition, "the mind is the
last to know" (1998, 1).
To ignore these possibilities amounts to ignoring
the immense neural delicacy and evanescence of mental representations
and the incredible creative freedom of mind afforded by the
dream state. It is perhaps this freedom to expand associational
possibilities across sensory limits that makes the dream state
an extremity in the spectrum of thought—not unique in
its function, perhaps, but capable of sorting out resemblances
and probabilities at a sub-narrative level. The question of
what dreams do for us is clearly up in the air. But it seems
plausible that if the mind couldn’t put Aunt Tina on
a tricycle, or confuse mother with Boris Karloff, its creative
capacity might be greatly reduced. Dream distortion, with
or without chemical influence, may be a form of pretend play
which maximizes our associative capability far beyond its
expected needs, and allows us to remain flexible in the face
of a new emergency.
I have often thought that artists like De
Chirico, Delvaux, Picasso, Dali, and the surrealists appeal
to us not because they remind us of our dreams but because
such distortions of reality are innately attractive and in
some way part of a micro-extension of our possibility ratios,
coaxed out by metaphorical resemblances in the object (What
if that animal were a human being? What if human chests could
be opened, like drawers? Is not the human being a kind of
geometric arrangement of parts?). It always fascinates me
that in pre-sleep darkness my mind can conjure and alter a
face into monstrous disproportions on the slightest commands.
It is a fickle skill at best, lasting perhaps twenty seconds
before the image collapses completely. But it always astonishes
me because I have the unique impression that I am watching
my mind playing with its own contents at an elementary level.
Here is a living mechanism, itself nowhere visible, except
in its products, that seems to be consumed by vicissitude
and mutation, incapable of rest or of "still photography";
it is itself a morphing machine (another word for narrative),
that seems to devour its own output and move on to new images
with an insatiable need to transmogrify, and I can only imagine
what concoctions it goes on producing while I’m away
from its "screen" doing other things.
I doubt if these concoctions are valuable
in themselves or get stored anywhere in the vast neural libraries
of the mind for later reference. It seems more likely that
the value lies in the versatility of mind itself, the openness
of thought to any conceivable production, much as language
is open to the production of any word-combination possible
given the right incentives. Just as poets are constantly displacing
our accepted uses of the words in our vocabulary into new
arrangements ("in Just- spring when the world is mud-luscious
. . .") so dreams are devoted—in fact, have no
other choice in the matter—to pressing possibilities
as far as they will go.
I am aware that this line of argument seems
like an attempt to have my improbabilities and do away with
them as well. Mainly I am trying to make a case for some sort
of order in dream-thought that is not derived from our notions
of order in the observable world. One sharp difference is
that the dream is what we may call time-warped: in obliterating
the differences between past, present and future, the "present"
of dream time is itself a composite which projects associations
rather than facts of experience into a moment of psychic life.
Obviously, there is much to learn about thought processes
in this regard. In the end it is probably more complex than
I have made it seem. On the other side, I have recently read
still another theory of the function of dreams. There is some
experimental evidence that REM sleep keeps the corneas of
the eyes moist during sleep. In short: we dream so that we
won’t go blind (Vision, 1999, 23). Of course as we always
say, more research is needed before we can reach firm conclusions.
In any case, cornea lubrication hardly accounts
for the content of dreams. At best the cornea theory is a
contribution to the physiology of sleep. On a whimsical note,
however, it occurs to me that the corneas probably don’t
prefer specific dream plots (say childhood sexual traumas
or humiliation scenes); any sequence of images would supply
the oxygen, the nutrients and the lubrication to keep the
corneas going during the long dry spell in which they have
nothing to look at. And the same may be true for the psychical
value of dreaming: it may not matter what specific kinds of
experience dreams process as long as they lubricate the neural
mechanisms by which we continually relearn, among other things,
what goes with what. But the mind, being unflaggingly devoted
to selfish concerns, tells relevant stories that have to do
with desiring and fearing, dealing with what has arrived and
preparing for what may be to come. So, as Hamlet says, two
crafts in one line directly meet. The eyes need the dream,
and the dreaming brain seizes the splendid cinematic resources
of the eye to present its theatre of the self to itself.
Perhaps we could make a similar claim for
waking forms of creativity like fiction, art, daydreaming,
storytelling, gossip, doing mathematics, and so on. Unfortunately,
this amounts to saying that new experience of any sort teaches
you what goes with what. But at the bottom of the thought
process this surely must be the case: we learn by doing, and
re-doing, and when necessary revising what we have learned
to do. Dreaming and fiction, all forms of virtual worldmaking,
may (among other things) be highly intensified forms of circuit
maintenance: a sort of dry run of the neurons which allows
us to have an experience in a safe place, as Ernest Hartmann
puts it, rather than in a dangerous one. In other words, in
the virtual world of dreams and fictions we get to drive off
a cliff into the sea many times in a lifetime, whereas in
the actual world we can do it only once. Precisely how this
is useful to us, as I’ve said, is still an open question.
My concern here has been to suggest that whatever
function dreaming may have it is not necessarily different
from the function of other mind activities. Or at least we
shouldn’t put dreaming and other forms of cognition
apart before we understand what they have in common.
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Bert O. States |