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(The quotations in this essay from The Republic have been taken from the book; Plato: The Republic, edited by G.R.F. Ferrari, translated by Tom Griffith, Cambridge University Press 2000. Though there are numerous translations of The Republic, there is some standardization for citing passages from the text. This standardization follows the pagination of the sixteenth-century edition of Plato by Stephanus. The numbers listed after each quote within this essay are based on that standardization so that you can easily locate those passages in any edition you possess.)
Introduction
“Books cannot answer back and respond to the objections they provoke; there is no real dialogue of minds between writer and reader, only between two people actually engaged in philosophical discussion. Plato is deeply influenced by the idea that true knowledge is something that can only be gained by each individual in his or her own case, by thinking things through and questioning everything accepted. There is no short-cut to understanding by passively reading a book.”
(An Introduction to Plato’s Republic by Julia Annas, Oxford University Press 1981, p.2)
The average person who hears the term “caste system” will most likely think of India’s caste system, a system often reviled as being overly repressive. Some critics of Gor point to this repression and try to apply it to the Gorean Caste system as well. They claim that all caste systems are the same, though their only real comparison is the caste system of India and the similar system used in some of its neighboring countries like Nepal. But, is this a fair and accurate comparison to the Gorean caste system? Was the Hindu Caste system the actual inspiration for the Gorean caste system? And if it was, does that mean the Gorean Caste system is repressive?
If we more closely examine the two caste systems we can discern some obvious and substantial differences. For example, there is no “untouchable” caste in the Gorean system. The lowest Caste on Gor is the Peasant Caste and they are certainly not comparable to India’s untouchables. Even the lowest of Castes on Gor garners respect, unlike the untouchables. The slaves of Gor would also not make an appropriate analogue to the untouchables. Slaves, though viewed as property, are not seen as “unclean” like the untouchables. India’s caste system is also extremely rigid and the opportunity for caste mobility is far greater under the Gorean system. Finally, the rationale behind India’s caste system does not seem appropriate for Gor either, dealing with matters of purity. The untouchables are seen as impure and potentially able to taint the purity of the higher castes. That has no correlation in Gorean society. So what, if anything, actually inspired the Gorean caste system if it was not the caste system of India?
As in much of the inspiration of Gor, we should first turn in our search to the ancient world, to the societies of ancient Greece and Rome. Much of the society of the Gorean city-states seems to stem from these ancient societies so it is often beneficial to begin there in our search. And within ancient Greece we shall find the object of our quest, an ancient Greek text that is an important philosophical work. As we analyze this philosophical text, we shall initially see some obvious correlations to Gor and its Caste system. As we delve deeper into that work, we shall discover even further correlations to Gorean society.
This work will additionally raise other philosophical questions about Gor, leading us toward avenues we may never have considered otherwise. It will take us to a deeper level of comprehension concerning Gorean philosophy, and is clearly of great value. And it is a level of comprehension that we might never have reached unless we understood the proper inspirations for Gor. It is also a level that would never have been reached through a consideration of the Gorean novels alone, indicating the importance of outside sources in trying to fully understand Gorean philosophy and society. This significant and celebrated philosophical work is Plato’s
Plato, born in Athens in 427 B.C., is one of the most famous and influential of the ancient Greek philosophers. Around the age of twenty, he became a student and disciple of the great philosopher Socrates. After the death of Socrates in 399 B.C., Plato spent some time journeying to numerous other countries and cities. When he returned to Athens in 387 B.C., he founded the Academy, with the objective of
creating an institution that would provide a philosophical education for future leaders of Greek society. But, the Academy’s curriculum included not just philosophy but also all of the known sciences. Philosophy and science at this time were seen as connected topics. Among the most famous of students of the Academy was Aristotle, who would later go on to found his own school, the Lyceum, and write numerous philosophical books and essays. Plato died at the age of 80 in 347 B.C., leaving behind a significant body of philosophical work.
Nearly all of Plato’s works are in the form of Socratic dialogues, using conversations and debates between Socrates and others to illustrate philosophical ideas. Most often, the basic premise of these dialogues involves the definition of some philosophical term. The earliest of these Socratic dialogues apparently contained much more of the philosophy of Socrates than that of Plato. These dialogue were homages to Socrates, a preservation of his wisdom, as Socrates wrote nothing on his own. Over time, in his later works, Plato interjected more of his own philosophical views rather than just present the ideas of Socrates. But, Plato continued to use Socratic dialogues as a framework even when much of the words were Plato’s own. These were fictionalized dialogues, conversations that Socrates never actually had. But Plato infused an element of realism into these dialogues by making all of the characters in these dialogues actual historical personalities.
Like the Gorean novels,
If we begin to compare and contrast elements of the Gorean series with
This essay will not attempt to explain the entirety of
The word “republic” is from the Latin phrase “res publica” which means “public matters” or “the state.” In Greek, the title of the book was the Politeia, which means the “Constitution.” The translated text of
One of the primary objectives of
In general, there are a number of Greek terms, especially those connected to philosophy, which do not translate exactly into English. The Greek terms are often more expansive than the more narrowly defined English terms. That fact always needs to be kept in mind when reading and understanding translations of ancient Greek texts. Assuming that Greek terms are identical to English terms can lead to confusion and misunderstanding. Certain passages will make far more sense if one considers the more expansive definition of the term. You will encounter a number of these Greek terms within
Now, let us begin our examination of the correlations between
With some historical research, we can learn that the country of Lydia actually once existed in classical times and there was even a historical figure named Gyges. But, the historical Gyges was a bodyguard to the King of Lydia. He was not a shepherd. Gyges, with the assistance of the King’s wife, plotted against the King and eventually overthrew him. Gyges then assumed the mantle of King of Lydia. The history books do not mention that Gyges was assisted by the use of an invisibility ring. So, did Norman simply modify the historical truths about Gyges to fit his own needs? Did he invent a legend for Gor based on the framework of a historical figure? Or did he borrow from a different source, a nonhistorical source, for his story of Gyges?
The basic tale of Gyges presented in the Gor books, except for the part concerning the Kur, is not really the creation of Norman. Norman borrowed it from another source, the source where the tale originated,
Some time later, when Gyges twisted the setting of the ring toward himself, he suddenly realized that he was now invisible. (Which is how the Kur invisibility ring operates in the Gor novels.) With this new power, Gyges then seduced the King’s wife, killed the King, and then assumed the throne of Lydia. One of the characters within
As Plato originated this tale of Gyges, then Norman had to have borrowed it from him. This thus gives us our first major clue that Norman was inspired at least in part by
In Book One of
Socrates and Plato were disturbed by the Sophists' emphasis on material values and by what they perceived as the amorality of their teachings. Socrates, like many Greeks, characterized the Sophists as mercenaries, caring not for the truth but only for success in argumentation. Winning was everything to the Sophists. They were often figures of derision and even Socrates was accused by some of being a Sophist. In a number of Socratic dialogues, Socrates faces off against famous historical Sophists. Plato disagreed strenuously with the Sophist characterization of the law of nature, that the strong should overpower the weak. Plato felt that there had to be objective standards of morality. And Plato’s objections to the stance of the Sophists would see their presentation within
During a gathering of men at dinner, the discussion turns to definitions of justice. Thrasymachus, arrogant and abrasive, proposes his own definition of justice and challenges Socrates to refute him. Socrates gladly takes on that challenge, unable to resist a good discussion. Thrasymachus begins by claiming that justice simply means obeying the law, a law that is created by the stronger for their advantage.
Socrates will propose a far different definition of justice than Thrasymachus. He does not accept the “might makes right” definition. And as we shall see, Norman, in the Gor novels, will choose to emulate Socrates rather than Thrasymachus. Thus, Norman clearly did not design a “might makes right” philosophy for Gor. In fact, it is just the opposite. Thus, the critics of Gor who try to label Gor as such have failed to properly understand Gorean philosophy, drawing inappropriate conclusions about the “might makes right” concept. By adopting elements of
Socrates is able to show Thrasymachus the inadequacy of his definition of justice so Thrasymachus decides on a different tact. Instead of trying to define justice, he will describe why it is better to be unjust. Thrasymachus agrees that justice is a virtue but counters that an intelligent man would embrace being unjust for all the benefits and advantages it can provide. He states
But, once Thrasymachus agrees that justice is virtue, then Socrates capitalizes on that agreement and presents an argument revolving around a craft analogy. “Techne” means basically any craft or art, and in a very expansive way which thus would include everything from farming to nursing to poetry. Every techne has a “telos,” which means “goal” or “end.” Basically, the telos is the primary objective of the techne. For example, the techne of farming has the telos of crops, which fulfills the need for food. Now, skill within a particular techne will vary, from people who are poor at their craft to those who are masters of their craft. “Arête,” which is often translated as “virtue,” is the specific excellence of a techne. For example, a farmer who is excellent at farming, producing fine crops all the time, is considered to possess arête. To possess arête, a person needs to develop the skills specific to their techne. To gain these skills, one must gain a specialized education, emulate a role model or mentor, and gain plenty of experience within the techne. If successful, when the person is able to effectively, efficiently and consistently achieve the telos of the techne, they will attain arête. In other words, you will possess excellence in your craft when you consistently achieve its objective in an effective and efficient manner.
Socrates then goes on to make the analogy that moral character is similar to the mastery of a craft. Thus, the same application of techne, telos and arête will be applicable. Thus, Socrates states that the basic techne is the craft of life. Its telos is “eudaimonia” which is commonly translated as “happiness” but which is more closely “human flourishing.” Eudaimonia is essentially the best type of life for a person. The arête for this techne consists of the four virtues: wisdom, courage, self-control and justice. Thus, these virtues are necessary for the attainment of eudaimonia. A lack of any of these virtues will lead to unhappiness. This then goes on to support the critical importance of justice.
As the human soul cannot flourish without justice, then the unjust person will never be happier than the just person. This serves to defeat the claim of Thrasymachus that it is better to be unjust. At this point, at the end of Book One, Thrasymachus refrains from almost all further argumentation with Socrates, making only a few brief comments in the later Books. Socrates now realizes that while he proved the basic necessity of justice, he truly never defined the term up until this point. And without a proper definition for justice, then one will not understand how to pursue that virtue. So, he understands that his task is not yet complete.
Once Thrasymachus finishes, two relatives of Plato now begin to question Socrates. Glaucon and Adeimantus, who are brothers, are much less adversarial than Thrasymachus and are generally interested in hearing the views of Socrates. They have some questions about justice and hope that Socrates can bring clarity to their confusion. Glaucon begins by delineating the three reasons why good things are desirable: 1) for their own sake, but not for their consequences (i.e., harmless pleasures); 2) for their consequences, but not for their own sake (i.e., medicine or money); and 3) for their own sake and for their consequences (i.e., knowledge or health). Glaucon then asks Socrates which reason would apply to the desirability of justice. Socrates responds that it definitely belongs to the third reason.
Glaucon then tries to counter the argument that justice is desirable for its own sake by attempting to show that injustice is ultimately more preferable than justice. He makes his point through the story of Gyges (which I mentioned previously in this essay.) Glaucon’s point is that people behave justly only to avoid the negative consequences of being unjust. They are afraid of being punished by the law for any violation. If a person could behave unjustly, and avoid being caught, then they would do so. Thus, people do not desire justice for its own sake, but only for its consequences. Glaucon tries to reinforce his position by asking a hypothetical question, comparing the lives of a perfectly just man and a perfectly unjust man. Who is better off? The perfectly just man who is poor and lives with great suffering or the perfectly unjust man who is wealthy, famous, respected and powerful? No one would choose to be just if all of the consequences were terrible. But, if justice were desirable for its own sake, people would choose it despite the consequences.
Adeimantus then adds his own argument, trying to counter the other aspect of the desirability of justice, by stating that justice is not desirable for its consequences either. People are basically taught to be just because of the alleged beneficial consequences it will bring. But, Adeimantus claims that does not happen in reality. Many just people undergo great suffering while unjust people thrive and prosper. In addition, the unjust will often have the opportunity to repent for their sins before they die, thus gaining a reward in the afterlife too. So, the consequences of being unjust outweigh the consequences of being just.
Socrates is now left with trying to prove that justice is both good for its own sake and for its consequences too. And he savors the challenge the two brothers have set forth for him. Their arguments are considered to be more powerful and convincing than those of Thrasymachus. Within the rest of
One of the crucial steps for Socrates in his refutation of the brothers’ arguments is to define justice within the individual. Without a proper definition, he cannot adequately make any conclusions about justice. But, Socrates thought that by first examining justice within a larger framework that it would be far easier to notice and then define it rather than trying to do so on an individual level. So, Socrates proposed the example of the creation of an ideal city as a philosophical exercise to explore the concept of justice on a grand scale. Socrates felt that justice is essentially the same whether it is in a city or in an individual so his exercise would be fruitful. Socrates would thus first show justice within this city and then show its applicability to the individual. This would eventually lead to an explanation of why it was always better to be just rather than unjust.
As an aside, unlike many other Socratic dialogues,
John Norman’s
The bulk of
That is very common with Norman, being selective in his choices of what to adopt for Gor. This is part of what makes Gorean philosophy a unique philosophy. Despite possessing multiple derivations and inspirations, the particular combination of these matters is specific to Gorean philosophy. Though Gorean philosophy may reflect the philosophies of the ancient Greeks and Romans, there are sufficient differences to ensure that it is truly a unique philosophy. Thus, while each individual tenet and concept within Gorean philosophy may not in of itself be unique, when you combine all of these disparate parts together you do arrive at something original. A basic analogy would be to consider Gorean philosophy to be a recipe. Though it may contain familiar ingredients, how those ingredients are put together can make the recipe original to its chef.
The
Gorean Caste System.
The Republic
begins its discussion of the creation of an ideal city with the foundation that cities are a necessity for man, an association of people that is based on need. No individual can provide for all of his own needs. We are thus necessarily social animals.
“The origin of a city lies, I think, in the fact that we are not, any of us, self-sufficient; we have all sorts of needs.”
(369b)
Thus, people seek out others to fulfill those needs they cannot meet on their own.
“Different individuals, then, form associations with one person to meet one need, and with another person to meet a different need. With this variety of wants they may collect a number of partners and allies into one place of habitation, and to this joint habitation we give the name ‘city,’ don’t we?”
(369c)
It becomes easier when these people settle near to each other, allowing easier access to people who can provide their needs. This unity defines a city and it is when the city acts as a whole that it is best. No single person is more important than any other.
This clearly reflects the basic Gorean concept of the city. Socrates posited a city in accordance with nature and that is exactly what Gorean cities seek.
"
The depiction of the Gorean outlaw also emphasizes the importance of the unity of a city, the fact that man survives far better together than on his own. Outlaws on Gor live a precarious life, cut off from all the benefits of a city, all the unity of caste and Home Stone. The life of an outlaw is not romanticized on Gor. No one envies the life of an outlaw, an outlaw who must fight for mere survival each and every day. And it is clear that outlaws are not really self-sufficient either. Many of them must rely on trade while others, such as the Panther Girls, form small bands to help each other. The books mention that outlaws may even make agreements with Peasants for assistance. The world of Gor shows that man does need others to survive, and that a city is the best way to meet that need.
Once Socrates has shown the essential rationale for the creation of a city, it goes on to sketch the outline of the structure of a simple city. Within this city, for maximum efficiency, productivity and development, each individual should perform a single task. By concentrating on a single task, an individual can perform their job much better than someone who engages in many jobs at once. Such a specialist can eventually become a master of his trade. This is essentially the creation of a caste system, a division of labor according to profession. This, not the caste system of India, is the true inspiration for the Gorean Caste system. Thus, critics of the Gorean caste system should concern themselves not with an analysis and comparison to the system of India but with the ideas within
Socrates states that this specialization of tasks is a natural principle.
We should emphasize that the Gorean Caste system is in place because it is considered a natural and beneficial way to order society. It was not put in place to be repressive or contrary to nature. And the Caste system is intended to promote efficiency and productivity.
This first city that Socrates describes is a very simple one, plain and basic. It has formed for purely economic reasons, to fulfill the varied needs of a group of individuals. But, this city has no amenities and simply exists for the absolute necessities of life. Socrates reluctantly admits to his listeners that this type of city is more an ideal, a harmonious utopia. Realistically, most people would not be contented in such a place. They would desire more of the luxuries and pleasures of civilization. So Socrates puts aside a discussion of his small, ideal city and chooses instead to discuss a more practical one, a city that possesses such luxuries and comforts. The discussion of this more practical city will consume much of the rest of
The simple city contained only individuals engaged in absolutely essential occupations and thus was relatively small. The creation of a more practical city though would result in the need for more specialized skills in the city to provide the desired luxuries and comforts. The principle of division of labor would still remain in effect. Thus, more people would be needed in the city, people possessing more diverse skills. As the population of this new city grew, there would be a commensurate need for additional resources, especially land for agriculture to feed everyone. And to obtain additional land, a city would likely need to expand their territory through war. And that would require warriors to fight. As the city was built of specialists, the warriors too would need to be professionals, men devoted only to war. The importance of an army is not lost on Norman as the Gorean Warrior Caste is very important in defending the Gorean city-states. Such a Caste is a clear necessity on Gor.
For Socrates, war becomes an important necessity for growth. Socrates labels the military leaders the Guardians and states that they should be the rulers of the city as their function is so vital to the city. This is reminiscent of the society of the ancient Spartans, who are also the subject of another essay on my site. Socrates understands though that a potential danger exists that the military leaders could easily use their force of arms to turn the city into an oppressive dictatorship. Fortunately, Socrates had a solution to this possibility, the proper education of the Guardians. The military leaders would need to be educated, or trained, to be benevolent to their own citizens but still able to fiercely combat their enemies. So, what should such education entail? Socrates spends much time discussing his proposed curriculum for these Guardians.
We must understand that when Socrates discusses “education,” he is referring to different subject matter than what we may commonly consider. His type of education centers on training a person’s character, with the objective of creating a moral person. It is not just book knowledge or learning a skill. It is a true moral education. In addition, it tries to connect ethics with aesthetics, so that people are attracted to the good and repulsed by evil. This type of education tries to maintain a proper balance between intellectual and physical training. It is a comprehensive education, touching on many vital areas, mind, body and soul.
Socrates stated that proper education of the Guardians of a city is crucial for it is education that can create the best in someone. In the converse, an improper education can bring out the worst in a person. Socrates felt that education should contain two main elements, music (“mousike”) and gymnastics
(“gymnastike”).
Why music and poetry? What is so important about them in a person’s education? What do they do for someone?
Much of Books Two and Three of
Socrates believed that all “false” poetry should be banned and this included any and all poems and stories about gods and human heroes that presented them in a bad light. Since the gods are supposed to be good, then any poem or story that shows them engaged in indecent or immoral acts must be by necessity untrue. The gods should not be seen as a source of evil. Human heroes too should only be presented in a positive light, nothing to tarnish their good image. This would lead to even great works like the
Socrates also believed that all immoral poetry should be banned. This would include any poem or story that depicted vice of any form. It was irrelevant whether the poem or story was factual or not. Children were not supposed to be exposed to such stories of vice, as they might desire to emulate them. This would be especially true of any poem or story that did not show a negative impact from the practice of that vice. Other poetry and stories that Socrates wished banned included anything that would discourage courage by heightening the Guardian’s fear of death. He wanted poets to soften the images of the underworld so that men would fear slavery over death. He did not want the underworld to seem so terrifying that men would fear dying in battle. Socrates also wanted to eliminate poetry and stories that encouraged excessive laughter or discouraged self-discipline, thus encouraging desire, greed or excess. In addition, he did not want any poetry or stories that would inspire anyone other than the rulers of the city to lie, or that taught that injustice could be profitable in any way.
After discussing what types of poetry and stories were wrong, Socrates then went on to discuss how permissible poetry and stories should be related. Socrates distinguished between two different types of poetry; those involving “mimesis” and those that do not. “Mimesis” is usually translated as “imitation” and refers to taking on the character of another, like in acting out a role. If one were reciting poetry, and you came to a speech made by a character in that poem, the speech would be an example of mimesis. You would step into the shoes of that character while reciting their speech. Non-mimesis poetry would be simple narrative verse, the impartial relating of events, actions and words.
Socrates objected to mimesis for two reasons. First, he felt that it could lead to the lowering of one's character. He believed that such imitation could induce someone to emulate the character they imitated. So, if a person imitated a bad person, that person would tend to become bad, especially if that person was young.
Plato has been criticized for his views on the censorship of such art. Some though may see some validity to his arguments of protecting children from certain types of materials better suited for adults. Is that not part of the reason for our movie rating system and the “parent’s advisory” warning labels on other materials? Do we not fear that our impressionable children will become more violent if exposed to violent movies, television or video games? But,
Besides poetry, Socrates stated that certain types of music should be banned for the good of the Guardians. Music was said to be composed of three elements: words, harmonic mode and rhythm. Socrates felt that each of these elements needed to be restricted in some ways. First, the words should conform to all of his restrictions on poetry. Thus, such words should deal only with the good. Second, Socrates wanted to restrict the modes, eliminating mournful music, and relaxed music that would be ill suited to the necessary temperament for a warrior. Certain musical instruments would be banned as well, those that could play too many different modes. The lyre, cithara (a stringed instrument) and panpipes would be kept. Third, as for rhythm, complexity and a wide range of meters were unnecessary. In addition, Socrates felt that music possessing an erratic harmony and rhythm was dangerous as it could lead to disorder and chaos in the soul. He wanted graceful music, music that would lead to harmony within a person. Proper music should benefit the characters of the Guardians and instill the virtues of courage and self-control. The proper use of music would promote harmony and order within the Guardians. They should not be so riled by strident music that they would then harm their own citizens. They also should not be lulled so much by soft music that they would be unable to battle their enemies.
This concern with the harmony within the Guardian’s souls is also seen in Socrates’ statements concerning the types of crafts, art and architecture to which the Guardians should be permitted to be exposed. Socrates rejected all crafts, art and architecture that were
This quotation strikes a strong accord with Gorean society. Norman has stated previously that Gor is a world of beauty and that if something is not beautiful, then it is not part of Gor.
Gorean society has no real limitations on poetry. Poets and Singers are considered to be
Socrates then begins to discuss the physical training of the Guardians. The objective here is once again to achieve harmony, to produce health in the body. His advice for physical training is quite sensible, and far less controversial than his stance on poetry and music. The Guardians are supposed to avoid overeating, eating foods that are too rich especially sweets, and excessive drinking of alcohol. They are also supposed to engage in a simple exercise program. Simplicity is the key to this training. This physical training also helps to bring harmony to the soul. As Socrates puts it,
But the controversy returns before too long when Socrates addresses medical treatment. Socrates feels that the aim of medicine should be to maintain the health of the body, not to restore it in someone who is ill. He desires to reserve medical treatment only for generally healthy people or in certain rare situations such as healing wounds in battle or an occasional illness. The sickly are considered a burden to the community and therefore must either be left to die or permitted to commit suicide. This position results from the original principle of specialization by which everyone must fulfill their role within the city. An ill person often cannot fulfill their role.
The reason for all of this education was to protect the citizenry from the warriors and to ensure that the warriors possessed good character. What exists in Gorean society to protect its citizens against the Warrior Caste and ensure that each Warrior is of good character? There is no restriction on poetry and music. Instead, a key component of a Gorean Warrior’s education is the Caste Codes. These Caste Codes help lead Warriors in the proper direction, promoting them to act honorably. The Caste Codes are a form of protection for the general citizenry. They are intended to promote Warriors to act against their enemies and not the citizenry of their Home Stone. These Codes are probably not as effective as the education promulgated by Socrates though as sometimes Gorean Warriors do seize control of the government and act as tyrants. But, overall, they do seem to be largely beneficial. Most Warriors are very loyal to their Home Stone.
After finishing the basics of education for the Guardians, Socrates begins to better hone exactly who should be a ruler. Essentially, Socrates states that the rulers of the city must be the elite of the Guardians. The Guardians are considered the best members of the society because they are best able to preserve and defend the city. Therefore, an elite from these Guardians should clearly be the ones to rule the city. This leads to the creation of a division within the city of three groups, each group that will later be seen as reflective of a greater philosophical principle. This tripartite division is extremely important to Socrates in his definition of justice in both the city and the individual. And this tripartite division is also emulated within the Gorean Caste system, further cementing the correlation between Gor and
Socrates divides his city into Guardians, Auxiliaries, and the Productive Class. The Guardians have now been split into two groups, Guardians and Auxiliaries. The Guardians are now just the rulers of the city while the Auxiliaries are the warriors. The Auxiliaries though remain elevated above the Productive Class. The training for the Auxiliaries is essentially the same as for the Guardians. On Gor, the Guardians would correlate in general to the High Castes of Gor, the Auxiliaries specifically to the Warrior Caste and the Productive Class to the Low Castes. Norman’s main change is that he elevates a few classes which Socrates would have kept in the Productive Class, such as Builders and Physicians.
Socrates’ Guardians are those people who rule the city, those who make the most important decisions. This type of government is considered by Socrates to be an aristocracy, the rule of the best, and he believes that it is an ideal form of government. To rule best, these Guardians require the proper education and Socrates later continues his elucidation on the details of their education. We should note that the education proposed by Socrates applies only to the Guardians and Auxiliaries and not the Productive Class. The Productive Class is largely left to their own devices. On Gor, it is the High Castes who rule the cities of Gor, just like the Guardians rule their city. The High Castes are the only ones permitted to vote and city rulers are supposed to come from the High Castes. And the High Castes are commonly well-educated people, professionals, often with significant intellectual prowess. The High Castes include the learned priests, the scholars, the inventors and the doctors.
Socrates’ Auxiliaries are a caste of Warriors, essentially the same as the Gorean Warrior Caste and also bearing some resemblance to the ancient Spartans. Socrates felt that all cities required a permanent class of Warriors and that they needed to be elevated above the common masses. These Warriors needed to be devoted solely to war, as single-minded in their profession as any other member of the city. Their education was important as well, to assist in preventing the military from seizing control of the city. In addition, Socrates wanted to institute certain restrictions on the Auxiliaries, ones similar to those followed by the ancient Spartans, including communal living and a prohibition against their use of money. Socrates did consider the Auxiliaries to be a type of Guardian but also wanted to clearly delineate the differences between the function of the Auxiliaries and the other Guardians. So, by Gorean society considering the Warrior Caste to be a High Caste that would be in accordance with the ideas of Socrates that the Auxiliaries were still a type of Guardian. By placing the Warrior Caste as the least of the High Castes, this is again in accordance with Socrates.
Socrates’ Productive Class is the most populous segment of the city, encompassing many different castes from merchants to farmers and from artisans to laborers. These would correlate to all of the Low Castes of Gor. Like the Productive Class, the Low Castes of Gor would comprise the largest part of the city. The Productive Class has an important function in the city, performing their proper tasks as well as they can. But, they are supposed to leave the governance of the city to the Guardians. The Productive Class was also free from the educational requirements of the Guardians. As long as the members of the Productive Class did their duties, they were left alone. The Low Castes of Gor possess a similar function to the Productive Class and also are supposed to remain out of city governance.
Socrates’ system made allowance for caste advancement and demotion, just as exists within the Gorean Caste system. His caste system was not static and permitted upward mobility. Demotion, downward mobility, was also a possibility. Socrates even allowed for the possibility that a person could advance from the Productive class to become a Guardian. On Gor as well, a Peasant, the lowest of Castes, could technically rise to High Caste to become the ruler of a city. But, Socrates realized that such promotions would be rare, just as they are on Gor. And as on Gor, people in Socrates’ city would be assessed early in their lives to determine whether they had the potential for advancement or not. The Guardians bore a responsibility to monitor children to see whether they should be elevated or demoted according to their abilities. Socrates wanted people to fit where they best belonged. Mere birth was not as important as innate talent and skill.
One aspect of Gorean society, integrally linked to the Gorean Caste system is the Double Knowledge. My previous essay on Gorean epistemology detailed numerous aspects of the Double Knowledge, explaining that it was a tool of control, a method for the High Castes to keep the Low Castes in order. It is the one type of education concerning the Low Castes that is controlled. Essentially, the Low Castes are instructed in the First Knowledge, a collection of falsehoods concerning the world, the universe and society. For example, they are taught that the world is flat, that Earth does not exist and that magic is real. As
Socrates felt that the rulers of his city would have to lie to the citizenry.
There is even a specific lie used by the Guardians that Norman adopted for Gor.
Book Five of
Socrates, though he felt that men and women were different, felt that women possessed an equal aptitude to men in the performance of nearly all occupations. He did admit that women were inferior in regards to strength when compared to men. But, he felt women could occupy nearly any profession just like a man. Women could thus become Guardians, rulers of the city. So, women should then receive the same education and training as men. This was controversial in Greece as women only received a basic education, certainly not the same as a man. In this regards, Gorean society is essentially in agreement. Gorean philosophy states that men and women are different, but it does not state that women are inferior to men, except when comparing physical strength. In addition, there are only a few Gorean Castes where women are not permitted, including Initiates, Assassins and Players. As well, women on Gor can even become the leaders of cities, a Tatrix, Ubara or Administrator.
There is then a significant divergence between Socrates and Gorean society. Socrates felt that women could even engage in warfare with men. They could become Auxiliaries. Socrates did not see their lesser physical strength to be a significant hindrance in this area. Gorean society does not permit such a thing, seeing no need or reason to allow women to fight as Warriors. Though women may belong to the Warrior Caste, they are not trained in weaponry or combat. Norman has made this very clear, that he is adamant that female warriors have no place on Gor. Panther girls are not considered to be warriors. And Tarna, from Tribesman of Gor, was an aberration and not a member of the Warrior Caste.
While touching on women in battle, Socrates also spent a little time discussing other aspects of warfare related to his city. For instance, children will be permitted to observe battle so that they can acquire some experience in such matters. They will even be permitted to act as assistants and servants during wartime. One positive side effect was that it was felt parents would fight more fiercely when their children were at risk. Every effort though would be made to assure the security of these children. They would be instructed in how to ride a horse at a very early age. During battle, the children would then be placed on the fastest horses so they could flee if they were in true danger. Though Gorean children will learn of the Warrior Caste Code, they are not brought into battle.
Socrates also stated that cowardice in battle would not be tolerated. Any Auxiliary who displayed cowardice would be summarily demoted to the Productive Class. He would have failed in his duty to the city. Socrates then explained the differences in how war would be waged against other Greek city-states and against non-Greeks. Other Greeks would be treated as potential friends. Any necessary warfare would have its limitations such as not taking slaves and not ravishing their lands. Against Greeks, no plundering of the dead or prevention of claiming their dead for burial would occur. Non-Greeks on the other hand would be treated as strangers and potential enemies. Warfare against them would know few boundaries. This all stems from a belief in the unity of the Greek people, despite their separation into independent city-states.
There is not truly a unity on Gor like the unity that existed among Greek city-states. Though the Gorean city-states are united by a common language, and see all non-speakers as barbarians, this unity of language does not extend to seeing other city-states as friends. The city-states of Gor treat each other as Socrates would treat non-Greeks, as strangers and potential enemies. The Gorean word for stranger also means enemy. Subsequently, warfare among Gorean city-states knows few limitations. Enslavement of a conquered enemy is common. Greek city-states, though they often warred against each other, still saw themselves as all Greeks. The Gorean city-states might unite at times against a common enemy, such as a barbarian tribe, but that still does not unite them as the Greeks once were.
Socrates then continues to describe some of the restrictions placed upon the Guardians. Again, these restrictions do not apply to the Productive Class. They are intended only to keep the Guardians in line, to ensure they remain as proper rulers. One significant restriction is that the Guardians must own all of their possessions in common with the other Guardians. There is basically no concept of personal property for them. In addition, they are not permitted to have dealings with money. This is reminiscent of the society of the Spartans who also were not permitted to deal in money or engage in trade. The reason for all this is that it will help prevent the Guardians from having divided interests, that they will not be more concerned about accumulating wealth than caring for the city. This will help reduce corruption and conflict, preventing lawsuits and other divisive arguments. In addition, it helps reduce potential jealousies from the Productive Class. They cannot then covet the wealth of the Guardians as they do not have any to covet. Such restrictions do not exist in Gorean society. Gorean rulers are often quite wealthy, and thus Gorean society is susceptible to the problems related to such.
Personal property is not the only matter that is to be shared communally among the Guardians. Their very families are to be shared as well. There will be no traditional marriage for the Guardians. Instead, mating privileges are determined by a annual, random lottery. But, though it is supposed to be random, the process is actually rigged by a few of the Guardians. This is done so that children can be bred deliberately to produce only the best offspring, the concept of eugenics. Once a child is born, he or she will be immediately taken and placed into a public nursery so that no one will know whose child it is. A few of the Guardians would be the only ones who truly knew the truth as they would also have to monitor matters to prevent potential incest. Children are then raised in common and never told the identity of their actual parents. Again, this is not a part of Gorean society. Gorean society has the Free Companionship, a form of marriage. It is important that children know the identity of their parents, especially as children take on the Caste of their father.
Socrates states that if a child is the product of an unsanctioned mating, two Guardians who mate outside of the lottery, then the woman is expected to abort her child. If a child is born with defects, then that child will be exposed, abandoned in the wilderness to die. Exposure was a common practice among many ancient cultures so this was not really controversial then. In some areas, where it was common to leave exposed children, slavers would often lay in wait to claim any children that were abandoned. On Gor, it appears that exposure also exists. The Alars, nomadic barbarians, examine their newborns to ensure that are healthy enough to be permitted to live. If the children do not pass inspection, they will be exposed. Mercenaries of Gor also makes a passing reference to leaving a child exposed in the Voltai Mountains, with a wooden skewer through its heels. It is unknown though how common or how rare the practice of exposure is within the city-states of Gor.
Socrates continues to refine his concept of who should rule the city. First, he placed the warriors in charge. Then he split the warriors into Guardians and Auxiliaries, allowing people to specialize in ruling the city. Socrates now introduces the concept of the philosopher-king, what he sees as the ideal ruler. Socrates felt that his proposed city would possess the best chance of working properly only if philosophers were allowed to rule or if rulers become philosophers. Plato felt that a city needed a virtuous and expert ruler but that the only kind of ruler that could guarantee possessing those attributes would be a philosopher. A philosopher is someone who loves all wisdom and learning, not just wisdom and learning of a certain kind. The rationale is that a philosopher loves every kind of knowledge and is the only type of person who does so. This love of knowledge will lead to knowledge of ethical matters, thus also producing virtue. A philosopher’s passion for wisdom would also reduce his other, baser passions. Since those other desires were suppressed, the philosopher would attain all of the cardinal virtues.
A significant aspect of the knowledge a philosopher must possess is an understanding of the “Forms.” This is what makes a philosopher proper to rule. In essence, a “Form” is the ideal and unique truth of all items. There is a “Form” for everything that exists from items like a couch to the “Good.” Philosophers understand the Form of the Good. The explanation of the “Forms” occupies a substantial section of
In the Allegory of the Cave, Socrates states the mass of men are prisoners in a dark cave. They can see only shadows on the walls, which is their reality though obviously it is not a true reality. Once they achieve enlightment, these prisoners will leave the cave and enter the sunlight, a symbol for their revelations of reality, of the truth. Norman too makes uses of this imagery in a passage from one of the Gor novels.
Once Socrates has sufficiently described the city, he then feels capable of trying to locate justice within that city. As mentioned earlier, the Greeks held that there were four cardinal virtues: wisdom, courage, self-control and justice. Socrates stated that these virtues applied not only to the individual but could also be found within a city. In some respects, this treats a city as almost a living entity, another concept borrowed for Gor. So, if one can locate justice within the city, then Socrates felt it should be easy to analogize justice to the individual. To find justice within his city, Socrates first decided to determine where the other three virtues could be found. And once that was done, whatever was left over should be justice.
A city possesses the virtue of wisdom if it is structured so that the wise rule.
We can assess any Gorean city in the same manner, determining whether such cities possess the four virtues or not. We can examine whether each stratified city possesses justice as Socrates defines it. Goreans acknowledge and accept that such a stratified society is both natural and desirable.
As an aside, there is a well-known passage from
First, we must understand that Marlenus, though loved by many, is also considered a tyrant by many. He desires to conquer all of Gor so that he can be its sole ruler, the Ubar of a vast empire. These quotes are his own personal philosophy and may not be indicative of the general Gorean idea of justice. These quotes have sometimes been used by critics of Gor to assert that Gor stands for the proposition that “might equals right.” These critics will also comment on other related quotes such as those stating how any man is a Ubar within the reach of his sword. Yet is that what Marlenus truly means? Is this what Norman intended for Gor?
We have already seen earlier how Norman does not follow the beliefs of Thrasymachus, thus not supporting the principle of “might makes right.” If we analyze the words of Marlenus from the viewpoint of Socrates concerning the virtues of the city, then Marlenus is saying nothing that Socrates would deny. According to Socrates, justice cannot exist unless the three other virtues also exist. The courage of the Auxiliaries, the “sword,” is absolutely necessary then to achieve justice. A denial of the need for this “sword” will show a lack of the virtue of self-control. Without this “sword” then, the city cannot operate properly and thus will lack justice. Socrates emphasized the important of the warriors for his city, a need echoed by Marlenus. The warriors were the first rulers of the city Socrates devised, showing their great importance in the establishment and growth of the more practical city.
Once Socrates has defined justice in the context of the city, he then directed his attention back to the concept of justice within the individual. This was one of his original objectives. But how does the construction of the ideal city mirror the structure of a person? Socrates stated that the tripartite division of the city reflected the three parts of a person’s soul. The three parts of a person’s soul include the reason (or rational aspect), the spirit and the desire (or the irrational aspect). In the city, the Guardians represent the reason, the rational rulers. The Auxiliaries represent the spirit, that part of man that savors honor and victory. The Productive Class represents the irrational aspect, man’s base desires. Thus, there is a direct correlation between the city and a person’s soul so the justice analogy will be appropriate.
A person’s soul is considered to possess wisdom when it allows its reason to rule. It is courageous when its spirit acts bravely. The spirited soul can react with anger, assertion or aggression. Man’s desires are often for sensual satisfaction, such as food, drink or sex. The soul possesses self-control when all three parts of the soul accept the rule of reason. And finally, justice entails that all three parts of the soul work properly, each performing its assigned function. Each part of the soul does what it is natural for it to do without unduly interfering with the functions of the other parts of the soul. Thus the reasoning part rules over the appetitive and spirited parts. Spirited anger or aggression allies itself with the reasoning part to help battle desire. Only a soul possessing all four of these virtues can hope to attain eudaimonia, a happy and flourishing life. This is considered the goal of all mankind, that perfect harmonious life.
As an aside, we should examine one of the Greek virtues, self-control, so that we adequately grasp its meaning. Wisdom and courage are relatively close terms to what we might think but self-control is not quite the same. The Greek term “sophrosune” is often translated as “moderation” or temperance” though it actually has a much broader definition that that to the Greeks. It is more properly defined as “self-control” or “self-mastery,” an important aspect of Gorean philosophy as well. Within
Plato’s primary concern, whether at the level of a city or an individual, is to ward against unlimited desire. The irrational aspect of man cannot be allowed to control either a soul or a city. That is a clear path to ruin for both. This concern, the Greek cardinal virtues and the tripartite division of the soul all touch upon the matter of virtue ethics and agent-centered morality. As detailed in another of my essays, we see that Gorean morality is based upon an agent-centered morality as opposed to an action-centered morality, or rules-based morality, such as the philosophies of Kant and Bentham. That is a very significant issue in Gorean ethics, a substantial difference from most modern ethical systems. Though Plato is supportive of an agent-centered morality in
If we agree that Norman was following Plato’s tripartite division in the creation of the Gorean city-states, then we get our first intimation that Norman may apply this to the individual as well. And as Gor clearly does not possess a rules-based morality, then the agent-centered morality it embraces can very easily be the one Plato has espoused in
In Book Eight of
Socrates begins with his ideal state, which he calls an “aristocracy,” the rule of the best (from “aristos” which means "best" and “krateîn” which means "to rule"). The common, modern-day impression of an “aristocracy” is much different than what Socrates refers to. The aristocracy of Aristotle is the city he has previously described, his ideal just city. A person who resembles an aristocracy is also good and just, the best type of person to be. But, if the Guardians within an aristocracy begin to acquire self-interest, to lose their focus on the good of the city, they will eventually lose the respect of the Auxiliaries and Productive Class. In addition, mistakes in the breeding program are almost inevitable which will further dilute the Guardian class over time. In time, the Auxiliaries will feel forced to react to this degeneration and eventually seize power.
The Auxiliaries, the warrior class, would then create a “timocracy”, the rule of honor (from “time” which means “honor”). The principle of this type of state is the spirit of the warrior, a love of victory and glory, similar to ancient Sparta. The type of individual represented by this government would be an arrogant and ambitious man, a less educated, and more forceful person, courageous but sometimes brash. This is reflected in part on Gor by the position of the Ubar, the war-chief who seizes power in a city in times of war or civil upheaval, when the civil government fails. A timocracy will begin to fail when the children of the warriors fall to the temptation to use their military power to obtain wealth. This creates a chain reaction of jealousy and greed, where more and more of the leaders begin to seek to acquire wealth.
Once then a number of rulers become wealthy, this will lead to the formation of an “oligarchy,” the rule of the few (from “oligos” which means "few" and “archê” which means "power" or "sovereignty"). A more appropriate term, however, might be one that we use, “plutocracy,” the rule of wealth. The principle of this state and the main trait of the corresponding individual, is simply greed, the desire for more and more wealth. Such individuals are never sated in their quest for wealth. This form of government begins to degenerate though when the children of the rich decide simply to enjoy themselves and dissipate their wealth, or when the poor finally decide to take advantage of their numbers by overthrowing the wealthy. A desire for great wealth often leads to a lack of self-discipline, leading to more chaos. This fuels discontent among those without such wealth.
The resulting new government will then be a “democracy” (from the word “dêmokratia” where “demos” means “people”), the rule of the people. Socrates pays grudging respect to democracy, considering it to be the fairest of constitutions. The principle of this type of state is the desire of the many. This is “democratic” in the sense that all desires are equally good, which means anything goes. The individual spends his time satisfying one desire after another. Freedom is claimed as the most desirable quality. Because the desires and possessions of some inevitably interfere with the desires and acquisitiveness of others, Socrates felt that democracies would become increasingly undisciplined and chaotic. In the end, the people would desire for someone to step forward and institute law and order amidst the growing chaos.
Once someone is given sufficient power to take control, it will lead to the next kind of state, the “tyranny” (from “tyrannis” which means “tyranny”). This is once again similar to the Gorean position of the Ubar, who seizes power in times of chaos. A tyrant generally has unlimited power within the city, as does a Ubar. A Ubar is only supposed to remain in power until the crisis is over. But there are some who refuse to abdicate and they are labeled as tyrants. A tyrant certainly succeeds in quelling the chaos but the principle of this state remains the same, desire. In this case though, it is just the desire of the tyrant himself. This type of individual is someone who lives only to sate their own desires.
In Book Nine of
In Book Ten of
This analogy applies to the poet and storyteller, and they are akin to the painter. A poet or storyteller speak of matters they do not know about, relating what others do and say. Thus, they are imitating those who are engaged in action, those who are creating and doing things. Now, a person who was skilled in both actual creation, like a craftsman, and imitation, would rather create than imitate. Thus, since poets and storytellers prefer to imitate then they cannot be good at actual creation. And as they are two levels away from the truth, it would be far better to get closer to the source of the truth than to rely on imitation. Socrates also mentions once again how poetry can make people emulate what they hear, good and bad.
Myth of Er
Near the end of Book Ten of
Upon death, the gods judge each soul. Depending upon their judgment, a soul will either go to a place of reward, up into heaven, or to a place of punishment, down to the underworld. In time, these souls would then return from these places to go back to Earth, a form of reincarnation. Punishment was often doled out tenfold for the offense, indicating the amount of time a person had to spend in the underworld before they could return to Earth. Only a few evil men remained in the underworld permanently. Those souls that did return to Earth were given the opportunity to choose the character of their next life from a variety of alternatives.
Gor lacks an afterlife, except in the beliefs of the Initiates. Thus, Goreans do not fear punishment when they die, but then they also do not seek a reward after their deaths. Thus, this myth has little relevance to Gor. And as a finale to
Reality of the Ideal City
Socrates states he is only creating a theoretical model of a good city. He states there is no necessity to prove this city is actually possible, and his listeners agree. Socrates freely admits that the city he discusses was very unlikely to ever exist as a reality. Socrates though did propose one method by which his ideal city might be realized.
Did Norman though consider this idea when developing Gor? Gor was populated by individuals who were kidnapped from Earth and taken to Gor. These people on Gor could be said to have been resocialized. Thus, could the first people brought to Gor have been children? Was that the best way to start Gorean society properly? Or was age unimportant as long as the people taken were free from the corrupting influence of Earth society? In this respect, the Priest-Kings might be seen as the ultimate Guardians. They do know far more secrets than the general populace of Gor, and they do possess the ultimate power on Gor. They are the ones who arranged for the initial kidnappings from Earth, and they arranged some of the basics of Gor.
There is some indication that Socrates felt the goal of a city is only to try to get as close to the ideal as possible. If a real city were close to what Socrates had described for his model, then that city would be considered a success. The striving for the ideal would only benefit us. Thus, his discussion of an ideal city is far more than just a philosophical exercise. It was also a map toward a better lifestyle, to one more in accordance with natural principles. These thoughts on “ideals” and “philosophy” are mirrored in Norman’s non-fiction work,
Conclusion
We have now seen numerous correlations between
Our examination of
“ I knew only that I did not know the answer to this question. Yet it is an important question, is it not? Many wise men give wise answers to this question, and yet they do not agree among themselves.
“Only the simple, the fools, the unreflective, the ignorant, know the answer to this question.
“Perhaps to a question this profound the answer cannot be known. Perhaps it is a question too deep to be answered. Yet we do know there are false answers to such a question. This suggests that there may be a true answer, for how can there be falsity without truth?
(Marauders of Gor, p.7)