WR 503 - The Role of the United Nations, Non-Governmental Organizations, and the Military
Lesson Objectives
503.1 Comprehend the relationship between military objectives
and how they support national objectives by reviewing wars, campaigns, and operations with
a concentration on conflict termination.
Strategic objectives are the actions planned to reach the desired end state. They must be congruent with the Grand Strategy. Strategic obj. may be accomplished by employing the national instruments of power (IOP), economical, political , military , or informational or any combination. Peace ops to support democracy or conflict resolution is an important part of the Nat'l Security Strategy of Engagement and Enlargement. Peace ops are often the best way to prevent, contain, or resolve conflicts that could otherwise be far more costly or deadly.
Nation assistance, security assistance, HA, PKO, sanctions enforcement, are several means of supporting Nat'l Military Strategies of peacetime engagements and deterrence of aggression and conflict prevention.
Example: Haiti - Operation Uphold Democracy: Strategic obj:
Restore legitimate government; Stabilize country to reduce #'s of of Haitians fleeing
which was costing US $168M/year.
503.11 Relate the issues in this lesson to current and
potential scenarios to discover the best method of employing NGOs during war and conflict
resolution planning and execution.
"Instead of thinking about warfighting agencies like command and control, you create a political committee, a civil military operations center (CMOC) to interface with volunteer organizations. These become the heart of your operations, as opposed to a combat or fire-support operations center." Lt General A.C. Zinni, USMC CG, I MEF
Issues to consider about NGO, PVO, & IOs during planning and execution : individuality, availability, military culture, competing objectives, and cultural clash during planning and execution:
Comparison of cultures |
|
Military |
NGO/PVO |
Emphasizes structure, hierarchy, C2 | Characterized by informal, improvisational, styles -operate on consensus |
Self sufficient; logistically independent | Dependent on donations and material support |
Equipped with security, log, medical support, and host of civil affairs capabilities | Concerned they may be replaced by military |
Focus on short term mission objectives; emphasis on establishing security | Focus on long term needs of population & immediate survival needs |
Independence is key to neutrality |
Relationships with nonmilitary agencies should be based on an appreciation of missions, lines of communication, and standardization of support. It is important to note that not all NGOs, PVOs, and IOs appreciate military involvement in HA operations. Some NGOs', PVOs' and IOs' charters do not allow them to collaborate with armed forces based upon fundamental mandates or human rights beliefs.
Cooperation between military and civilian activities is
imperative for a successful operation. When joint operations are occurring clear roles and
responsibilities must be outlined. Cooperation can be gained and maintained if agencies
have an understanding and/or receive support characterized by clear communication of each
other's mission. Commanders may find it beneficial to employ third parties for liaison and
coordination with those NGOs and PVOs that are reluctant to establish direct contact. OFDA
representatives have proven invaluable in providing coordination and linkages between the
NGOs, PVOs, or IOs and the military at the operational level.
INTEGRATING NGO/IOs INTO WCR PLANNING/EXECUTION WHY DO IT?
"US governmental, civil, and military authorities; other governments; the UN; and NGO, PVO, and IO relief agencies share responsibilities for the conduct of relief operations. With so many organizations involved, planners at the strategic and operational levels may encounter problems because the strategic plans and goals of these organizations may not be compatible with military objectives....Effective US action in such an environment necessitates strong central coordination and leadership and should include interface with NGOs, PVOs, and IOs."FM 100-23-1, Oct 1994
Programs that are started must be sustainable once the JTF redeploys. Organizations such as NGOs and PVOs can provide sustainability; this assists in the long-term peace operations solutions. NGOs and PVOs are important resources who can provide excellent information on local customs, infrastructure, local government structure, procurement and pay scales, and relief assessments. They also can provide technical expertise such as:
How do we employ them during WCR planning and execution:
At the strategic level, it begins with the National Command
Authorities (NCA) and senior State and Defense Department representatives, with
cooperation from other cabinet authorities and the total involvement of the supported and
supporting combatant commanders. In UN operations, strategic-level planning is not as
clearly defined. One of the challenges for US military planners at strategic levels is to
determine when and with what other organizations to begin the coordination process.
Coordinating Mechanisms at the Strategic Level
By directive of 15 September 1993, the NSC has designated the
USAID administrator as the special coordinator (SC) for International Disaster Assistance.
The SC performs his interagency coordination functions for the US in complex international
emergencies through the interagency working group (IWG) which he chairs or cochairs
with a representative of the NSC. DoS may also lead an IWG, in those cases when not
convened by the SC or NSC, to determine the policy for a particular relief operation.
DoD officials participate in IWG that will normally be chaired by the SC or NSC or
by the NSC and/or SC cochair arrangement. DoD will be represented in other IWGs on
humanitarian emergencies which may be chaired DoD, DoS, and/or USAID.
Interagency Working Group (IWG) |
Special Coordinator (SC) for International Disaster Assistance (USAID Administrator) |
SC Chairs IWG |
Responsible for development of strategic plan |
Considers involvement of NGOs, PVOs & IOs |
SC needs to facilitate links between the military and these other organizations |
Each HA situation is unique and requires a unique response; however, there are three essential elements--political, military, humanitarian--present whenever HA is provided. Each operation must carefully balance these essential elements to ensure success of a large-scale HA.
The number of NGOs and PVOs that a JTF may find in an AO could be very large. Over 350 agencies, many of which are capable of responding in HA operations, are registered with USAID. Some foreign-based organizations are not required to register in the US. USAID publishes a yearly report, Voluntary Foreign Aid Programs, that describes the aims and objectives of the registered organizations. This report should be part of the combatant commander's library. Disaster assistance evolution will likely expand number of NGOs and PVOs in future.
Key elements that commanders and other decisionmakers should understand about NGO/PVO communities include: Military interactions with NGO and PVO communities should be coordinated with the US country team, particularly OFDA-DART representatives.
Developing the HA military mission statement is a difficult but critical task for the CINC and his staff. The strategic mission statement should aim for an understandable and achievable strategic end state even for a short-duration operation. It is normally coordinated through an interagency process while the CINC formulates it with USAID's and OFDA's assistance.
When directed by the NCA, USCINCCENT will conduct joint or combined military operations in Somalia to secure the major airports and seaports, key installations, and food distribution points; to provide open and free passage of relief supplies; to provide security for convoys and relief organization operations;and to assist UN NGOs in providing humanitarian relief under UNauspices.
Humanitarian Assistance Survey Team (HAST)
The HAST deploys to the AOR to assess existing conditions and the need for follow-on forces
Assessment is a fundamental task for providing effective disaster relief and HA
HAST formulates recommendations on HA missions and desired capabilities
HAST establishes liaison with US diplomatic personnel, host nation and relief agencies
Coordinating Mechanisms (within CINC Staff) |
Once the decision is made to organize a task force to execute a HA operation, the CINC may organize and send a humanitarian assistance survey team (HAST) to the operational area to acquire information necessary for the development of a clear mission statement and plan for the operation. He may also opt to establish offices at his headquarters to administer the unique requirements of HA. These could include a humanitarian assistance coordination center (HACC), or similar crisis action organization to assist the CINC in planning and executing the operation, a logistics operations center, and a liaison section |
Humanitarian Assistance Survey Team (HAST) |
The HAST deploys to the AOR to assess existing conditions and the need for
follow-on forces Assessment is a fundamental task for providing effective disaster relief and HA HAST formulates recommendations on HA missions and desired capabilities HAST establishes liaison with US diplomatic personnel, host nation and relief agencies |
Humanitarian Assistance Coordination Center (HACC) |
CINC may establish a HACC to assist with interagency planning and
coordination HACC staffing should include: USAID/OFDA advisor/liaison (HACC Director), a NGO/PVO advisor, a CA officer, a legal advisor, a PA officer, and other augmentation as required The HACC provides the link among the CINC, USAID & OFDA, NGOs &PVOs, and other agencies that may participate in an operation |
Logistics Operations Center (LOC) |
The LOC is point of contact for implementing a timely and flexible
logistics response for the CINC LOC coordinates types of supplies and arrival times with other US and foreign agencies involved |
Coordinating Mechanisms (in JAO) |
Humanitarian Operations Center (HOC) Civil-Military Operations Center (CMOC) Disaster Assistance Response Team (DART) Military interactions with the NGO and PVO community should be coordinated with the US Country team |
Humanitarian Operations Center |
CJTF can request that a HOC be created Usually collocated with the Headquarters conducting the operation (US, UN, etc...) HOC develops overall relief strategy, identifies and prioritizes HA needs to JTF, and identifies logistic requirements for NGOs, PVOs, and Ios HOC is a policy making and governing body HOC comprised of decision makers from the JTF, UN agencies, DOS, DART, NGO & PVO representatives, ICRC, and host nation representatives |
Civil-Military Operations Center |
CMOC formed at the tactical level as the action team to carry out guidance
and decisions of HOC Performs liaison/coordination among the military support capabilities and the needs of HA organizations In coordination with DART, receives, validates, coordinates requests from NGOs, PVOs, and Ios Identifies JTF components capable of fulfilling the requests for support Convenes planning groups Promulgates/explains JTF policies Coordinates medical requirements Maintains 24 hour operations |
Disaster Assistance Response Team (DART) |
Office of Foreign Disaster Assistance (OFDA) team which provides rapid
response assistance to international disasters Team of specialists trained in a variety of disaster relief skills Assists US embassies and USAID missions in managing US government response to disasters Coordinates their activities with affected country, PVOs, NGOs, IOs, UN, other assisting countries, and US military deployed |
Training |
Leadership training should include negotiations, UN operations, the
integration of all services and coalition forces, and operating with NGOs Dedicated interagency coordination exercises Incorporation of agency players, NGO/PVO/IOs into military exercises |
**NGOs, PVOs, and IOs will be players whether we like it or not - treat as partners
Opportunity for better results if: Plan for their involvement, Establish structures for
coordination, Train for interagency operation
Some key considerations/ impacts of NGO/IOS for End State Achievement
A clearly defined mission is key to successful planning and execution of peace and
humanitarian assistance
Mission Statement development considerations: Higher strategic direction & Desired end state; Security of the operation; Military assistance to USAID/OFDA, NGOs, PVOs, and IOs
Campaign plan is an essential tool for linking the mission to the desired end state; Lays out clearly defined path to the end state; concept for transition and termination is absolutely essential to the campaign plan. Planners must consider the media, NGOs, PVOs, and coalition partners and allies as primary players
Transition Planning may involve transfers of certain responsibilities to nonmilitary civil agencies; Close coordination between the military and other agencies or organizations are required during transitions
End state is the grand strategic vision achieved by the fulfillment or partial fulfillment of politico-military objectives and defined in terms of all IOPs, geography, and duration. The desired end state may be a moving target, one which needs continuous refinement throughout the operation or conflict resolution process. NGOs and PVOs may be responsible for the ultimate success of peace and humanitarian assistance operations, perhaps with significant US support to include military forces Mission success depends on the US military turnover of HA and Peace operations, including security, to the host nation, the UN, or relief agencies.
Civil Military Operations Center (CMOC) A CMOC can
serve as the primary interface between all humanitarian organizations (NGOs and PVOs) and
military forces.
Key members of the CMOC should include selected JTF and service component staff members
and DoS representatives to include USAID, OFDA/DART. To ensure continuous coordination and
cooperation among all the players in the region, members of the CMOC, as well as UN
agencies' representatives, military liaison personnel from participating countries,
representatives from NGOs and PVOs, and other governmental agencies, should meet
frequently to discuss problems and coordinate actions (both short and long term). This
will facilitate better communications among all participants in the operation. The
composition of a notional CMOC is illustrated in Figure 1.
Sample Composition of a CMOC
In Somalia, a daily meeting was held where the NGOs were
briefed on the current situation from all military participants. A review of ongoing
humanitarian actions was briefed by NGOs and security requests for throughout the country
were processed by the assisting units. Also the CMOC served as the venue for UN
humanitarian programs to operate from. Organizations such as Food and Agriculture,
Education, and Water held coordination meetings at the CMOC and developed nationwide plans
for operations in-country.
Successful combined operations such as PROVIDE COMFORT have convinced some observers that the gap between humanitarian and military personnel involved in combined operations may be smaller than it initially appears. The international effort in northern Iraq demonstrated the ability of uniformed and civilian personnel to coordinate their efforts in a way which reduced the overall number of personnel required. Military personnel shared fuel, transportation, and other logistical assets with civilian humanitarian operators, facilitating the delivery of humanitarian aid. Both sides collaborated in the drafting of plans to transition from military to civilian-driven operations. For those who view PROVIDE COMFORT as an exemplary success story, the key challenge facing both military and civilian participants is assuring that they maintain the flexibility to meet the unique necessities of each combined operation.
Lessons Learned -- A number of generalizations emerge from a cursory review of past and present operations. The success of combined operations is largely dependent on the clarity of the mission, cooperation between civilian NGOs and military personnel, and simplicity of the target population's needs. Combined efforts must be characterized by at least some shared, if not identical, objectives. A well-structured operation without a plan will not assure success. Leadership ultimately must pass to civilian authorities who cannot let themselves be driven by military operations.
Operation PROVIDE COMFORT is viewed by many as the genesis of an emerging concept of civilian-military cooperation. The operation witnessed early cooperation at all levels, but particularly in the area of logistics and intelligence sharing. It was successful despite difficult circumstances, characterized by closed borders and a constrained political environment. Field initiatives on the ground superseded Washington's instructions. For example, the military and the DART believed repatriating refugees was the most effective course of action, despite Washington's suggestion to form refugee camps.
Civil affairs, DART, and special forces each had input into the planning process at the early stages, working closely with PVOs and NGOs, devising a framework for decision making on security objectives. Special forces units proved especially valuable because they are accustomed to entering situations, creating small teams, and identifying leaders. To enhance coordination, humanitarian organization staff members were assigned equivalent military ranks and the classification of information was eliminated. The military also had a list of every NGO and PVO worker in-country in case a noncombatant evacuation operation (NEO) was required. Both sides fully appreciated the need to look at humanitarian operations from a tactical as well as a strategic point of view. Finally, the military resisted leaving until it was convinced NGOs, PVOs, and the UN were prepared to take over the situation.
The lessons learned from this and other success stories are not easily or always carried over into subsequent efforts. PROVIDE COMFORT was a unique experience which, despite its many positive aspects, exposed major weaknesses in the UN's humanitarian response ability.
On the negative side
The Cambodia operation had seven different components which had very little horizontal integration; what little integration occurred was strictly ad hoc. The military provided a degree of de facto integration because it was the only component that performed advance planning. The operation's military command structure was very flat, consisting of a force commander and eleven infantry commanders immediately subordinate to him. No country involved in the operation desired an intermediate level of command. This command structure functioned well, although it might not have if the CAMBODIA Operation had been more militarily demanding requiring more complex operations. The need for detailed information on the decision-making structure of the host country was highlighted by the vast difference between Cambodia's formal bureaucratic hierarchy and its informal chain of command. As a result, the real decision makers were not immediately apparent upon the mission's arrival in-country.
Although it was well structured, Operation RESTORE HOPE lacked a clear mission. Moreover, humanitarian organizations were not involved in the planning process, and the military rejected most of OFDA' s suggestions. Thus, the participants did not have a full understanding of the nature of conflict-induced famine, and failed to appreciate the market aspects of famine and the importance of refugee repatriation. Humanitarian operations were further compromised by violent military responses to armed attacks, thereby undermining impartiality which is so crucial to an operation's effectiveness. The UN effort in Somalia ultimately failed to combine civilian and military missions. Leadership issues have not been resolved satisfactorily in the ongoing Bosnian crisis. Clarity in both mission and structure is lacking, the link between UNPROFOR and NGOs are weak, and civil affairs personnel do not meet professional standards.
Bitter experiences in Somalia demonstrated that the threat of force is much more effective than its application, that attempts to solve problems through the use of force will ultimately lead to failure, and that playing a "king making" role is counterproductive. Rather, positive reinforcement tends to bring better results. The Somali experience also calls for more detailed and extensive knowledge of the structure of the opposing forces.
Both military and humanitarian organizations must have realistic expectations of the extent to which complete coordination or integration of efforts is possible. Ultimately, a loose degree of cooperation may be the best that can be accomplished, but it will vary with each operation. This will frequently depend on whether the mission is a peacekeeping, peacemaking, or disaster relief effort. All members of such joint operations must avoid the risk of "mission creep" and the ensuing risk that their explicit or implicit political goals will outreach their military or materiel grasp. A judicious combination of the military's means with NGO expertise can lead to improved coordination and performance.
The relative importance of military versus humanitarian
operations in a given situation will affect strongly which aspect takes the lead in an
operation. The military, however, tends to take the lead in combined operations because it
is generally the only party that is planning ahead and calculating logistical
requirements. This fact argues for the assignment of a civilian authority to the overall
leadership of an intervention after field operations have begun to ensure that political
priorities and objectives remain paramount, and to guarantee overall balance between
humanitarian and military operations. The civilian authority, however, should have clear,
concise orders, and prior understanding of how the mission's success will be measured.
503.2 Comprehend the purpose, roles, functions, and
relationships of the National Command Authorities (NCA), National Security Council (NSC),
Chairman of the Joint Chiefs of Staff, Combatant Commanders, Service Chiefs, and Joint
Force Commanders (JFC)s. [I.1c]
1. National Command Authorities The
President of the US and Secretary of Defense form NCA. The term NCA is used to
signify constitutional authority to direct the armed forces to execute military action. Movement
of troops and execution of military action must be authorized by the NCA. By law, no
one else in the chain of command has the authority to take such action. Relief operations
may be directed by the NCA when a serious international situation threatens the political
or military stability of a region considered of interest to the US, or when the NCA deems
the humanitarian situation by itself sufficient and appropriate for employment of the
armed forces. The NCA issues its orders through the Chairman of the Joint Chiefs of Staff
(CJCS) to the Combatant Commanders.
2. National Security Council Membership includes four
statutory members--the President, Vice President, Secretary of State, and Secretary of
Defense. The CJCS and the Director of Central Intelligence serve as statutory advisors
to the NSC. Other advisors may be appointed by the President. By directive of 15
September 1993, the NSC has designated the USAID administrator as the special
coordinator (SC) for International Disaster Assistance. The SC performs his
interagency coordination functions for the US in complex international emergencies through
the interagency working group (IWG) which he chairs or cochairs with a representative of
the NSC. The NSC is the principal forum to consider national security issues requiring
Presidential decision.
3. The Unified Command- Combatant commanders
The military's operational-level organization is the unified command, which is responsible for a region known as a theater of operations. The CINC establishes the operational objectives needed to transform national-level policy and guidance into effective HA operations. The CINC provides authoritative direction, initiates actions, sequences events, and applies resources to bring about and sustain the military contribution to HA.
The Unified CINC for the affected region is responsible for developing the military response to HA operations. In addition to the Title 10 responsibilities (see Chapter 1), the CINC may create a JTF to accomplish the HA mission. A discussion on the JTF will be presented later in the chapter.
Once the decision is made to organize a task force to execute a HA operation, the CINC may organize and send a humanitarian assistance survey team (HAST) to the operational area to acquire information necessary for the development of a clear mission statement and plan for the operation. He may also opt to establish offices at his headquarters to administer the unique requirements of HA. These could include a humanitarian assistance coordination center (HACC), or similar crisis action organization to assist the CINC in planning and executing the operation, a logistics operations center, and a liaison
Representatives of this UN department should be consulted by strategic and operational planners when developing recommendations for the involvement of US military forces. This consultation may take place through USAID and OFDA rather than through direct UN-DoD/unified command interface.
Military commanders of HA forces must have a working knowledge of the aims and objectives pursued by the UN organizations in the AO. This information is essential during the planning process to reconcile the objectives of the military plan with UN HA objectives. These broad objectives are to:
4. Joint Chiefs of Staff The NCA issues its orders through the Chairman of the Joint Chiefs of Staff (CJCS) to the Combatant Commanders.
PROCESS: When the NAC determines that a US response to a complex emergency may be required, the SC may be directed to convene an appropriate IWG to recommend the policy and actions that should be followed. The IWG merges information received from all appropriate cabinet-level representatives, to include the US ambassador to the UN and regional organizations, and from the US ambassador or chief of the mission. The ambassador or chief of mission will usually gather his input by consulting with the country team.
The IWG immediately develops an information collection plan and
tasks all resources to implement the plan. The unified commander is an important
information source and will modify his own collection plan to support the requirement
created by the complex emergency. This information is usually communicated through the
country team but also follows channels through the CJCS to the DoD representative on the
IWG. Another potential source is the political advisor assigned to the CINC who can link
directly with the DoS representative on the IWG.
Interagency Planning
Concurrently, the IWG develops a comprehensive strategy and plan of operations with tasks for each of the key participants. Key to the development of a sound strategic plan is the inclusion of all elements that should be involved in the crisis. The SC must ensure the integrity of this comprehensive process. In addition, to ensure a coordinated approach, the unified commander will have to consider how to integrate ongoing in-country programs under Title 10 authorities.
Key to the development of sound recommendations is including other elements that may be involved in the crisis. For example, the DoS should consider the involvement of USAID, UN organizations, NGOs, PVOs, and IOs that may be already operating in the country. Various organizations may establish a crisis task force or crisis action team to manage the situation.
The difficulties in integrating strategic- operational- and tactical level planning with the diverse mixture of other organizations involved can be minimized through an active interface role of the SC. The SC needs to facilitate the links between the military and those other organizations whose organizational structures and procedures are not as formally defined, as those of the military. The SC is responsible for coordinating these planning and operational interfaces throughout the life cycle of a complex humanitarian emergency.
5. Joint Force Commanders- "JFC's should ensure that their joint operations are synchronized in time, space, and purpose with the actions of other military forces (multinational operations) and nonmilitary organizations."
6. Service Chiefs - Wear two hats. Advise
President, Sec of Defense and NSC. They are responsible to the secretary for management of
their respective services.
7. Coalition Unit Liaison Elements -- Along with US operations, other nations might deploy military forces to operate with the JTF. Some Coalition units may provide liaison elements to the CINC as well as at the JTF level.
Humanitarian Assistance Coordination Center -- The CINC may establish a HACC to assist with interagency planning and coordination. Staffing for the HACC should include an USAID and OFDA advisor-liaison who serves as the HACC director, a NGO or PVO advisor, a CA officer, a legal advisor, public affairs (PA) officer, and other augmentation as required. The HACC would provide the link between the CINC, USAID, OFDA, NGOs, and PVOs, and other agencies that might participate.
USAID and OFDA can coordinate directly with the DoD for matters concerning defense equipment and personnel provided to the affected nation and arranging DoD transportation. DoD Directive 5100.46 establishes the relationship between DoD, USAID, or OFDA. The Deputy Assistant Secretary of Defense (Humanitarian and Refugee Affairs) is the primary point of contact. When USAID and OFDA request specific services from DoD (typically airlift), USAID and OFDA pay for those services and/or commodities. The CINC should also have a coordination linkage with OFDA to correlate military and civilian assistance efforts. USAID and OFDA provide an excellent means for military and civilian operational-level coordination.
An example of a unified command structure at operational level with appropriate sections unique to HA
8. JTF COMMANDER The JTF is usually tasked to support other agencies. A JTF is established when the mission has a specific limited objective and does not require overall centralized control of logistics. The mission assigned a JTF will require execution of responsibilities involving two or more services on a significant scale and close integration of effort. A JTF is dissolved when the purpose for which it was created has been achieved.
503.21 Summarize the issues surrounding the role of the UN,
NGOs, and the military during war and conflict resolution planning and execution in
support of end state accomplishments.
Programs that are started must be sustainable once the JTF redeploys. Organizations such as NGOs and PVOs can provide sustainability; this assists in the long-term peace operations solutions.
NGOs and PVOs may be responsible for the ultimate success of peace and humanitarian
assistance operations, perhaps with significant US support to include military forces.
Mission success depends on the US military turnover of HA and Peace operations, including
security, to the host nation, the UN, or relief agencies.
Other notes:
Leadership The military often becomes the de facto leader of a combined or civil-military operation because it plans ahead and focuses on logistical details. Thus, it becomes the organizer and initiator.
Nevertheless, civilians must not allow the military to drive the operation; a political person with clear and concise orders and control over resources should be in charge of the overall operation.
More standby arrangements with national civil defense agencies are needed urgently to permit reliable UN access to logistics and transportation assets on short notice.
There is likely to be a greater need for multinational operations
in "stateless" countries, requiring an emphasis on issues which will outweigh
past concerns about sovereignty.
NGO and PVO Roles Military forces should take immediate advantage of logistical and ground knowledge possessed by PVO and NGO operators to act on early warning of humanitarian disasters, and in conducting field operations during an intervention..
The Disaster Assistance Relief Team (DART) is the primary mechanism by which the USG responds to humanitarian assistance operations. Early combined civil affairs, DART, and special forces input into the planning process has proven an effective mechanism for achieving cooperation.
Although the United Nations High Commission for Refugees (UNHCR) and the United Nations Department of Humanitarian Assistance (UNDHA) provides little operational and emergency response capability, they can improve their capabilities through standby agreements for resources with individual governments.
ICRC, foreign, and many domestic NGOs and PVOs will seek to remain as independent as possible, and will be reluctant to coordinate and integrate operations. Independence does not preclude some degree of cooperation, however.
Logistical and other constraints on non-US, even Western forces,
make it unlikely and probably undesirable to expect more regional multinational forces
(e.g. ECOMOG in Liberia) to get involved in the world's conflicts.
Military Roles militaries must begin to examine the idea of projecting force into areas where they can aid the delivery of humanitarian assistance. Special forces tend to function well in humanitarian intervention operations because they are accustomed to creating small teams and working effectively with the locals.
Multilateral military operations are limiting. The UN can only exercise a very limited degree of authority even among its own military forces which insist on maximum independence at the cost of the ability to conduct complex operations.
Although the UN has no military planning or crisis response
capacity, there appears to be a growing consensus favoring the establishment of these
planning offices at the UN. The US can and has shared intelligence with the UN, but
this capability is limited if the US is not involved in an operation. PDD-25 attempts to
coordinate UNDHA and UNDPKO planning with US peacekeeping operations planning, but the UN
is not a command organization, and has difficulty exercising authority over its own
military forces. Thus far, all operational planning and coordination has taken place
in-country, and when the US commits forces to an operation, it tends to gain de facto
authority. If the UN intends to remain as active as it has been, it clearly is going to
have to develop eventually an integrated military staff so that it can develop its own
capabilities.
Course Objectives
Readings
"Conference Report: Improving Coordination of Humanitarian and Military
Operations." Report from United States Department of State, Bureau of Intelligence
and Research, 23 June 1994.
Joint Task Force Commander's Handbook for Peace Operations, Joint Warfighting Center,
Department of the Army, FM 100-23-2, Multi-Service Procedures for Humanitarian Assistance
Operations,
Arnold, Stephen L., "Operations Other Than War in a Power Projection Army: Lessons
from Operation RESTORE HOPE and Hurricane Andrew Relief Operations." In Ethnic
Conflict and Regional Instability: Implications for US Policy and Army Roles and Missions,
eds. Robert L. Pfaltzgraff, Jr. and Richard H. Shultz, Jr., pp 281-298. Carlisle Barracks
PA: Strategic Studies Institute.
"Statement of Red Cross for military training manuals." Dated 17 May 1993.
Sewall, John O. B. "Implications for UN Peacekeeping." Joint Force Quarterly 3,
Winter 1993-1994, pp 29-33.
Reading Rationale
The "Conference Report: Improving Coordination of Humanitarian and Military
Operations" provides a comprehensive look at the current status of US attempts to
improve the coordination of humanitarian and military operations. It identifies the
cultural clash existing between nongovernmental organizations and the military, and
discusses the lessons we have learned from past (and present) operations.
The Joint Task Force Commander's Handbook for Peace Operations excerpt provides definitions of the key terms involved with the organization of the Joint Task Force.
FM 100-23-2, Multi-Service Procedures for Humanitarian Assistance Operations also provides critical definitions. Further, it discusses the roles and responsibilities of the major governmental, civilian, and military actors who plan and execute humanitarian operations. It provides a "notional coordination framework" to show the relationships that exist at the operational level. The appendices listed below provide a "current snapshot" of the non-governmental organizations which exist today. Appendix C lists a few nongovernmental and private voluntary organizations, summarizing the purposes of these organizations. Appendix D focuses on United Nations Organizations for Humanitarian Assistance. Appendix E provides an "assessment checklist" which outlines the process of assessment and a few of the questions that need to be addressed during Humanitarian Assistance operations. Arnold's article entitled, "Operations Other Than War in a Power Projection Army: Lessons from Operation RESTORE HOPE and Hurricane Andrew Relief Operations," highlights the lessons learned from these natural disasters and shows their linkage to the planning process for the conduct of future operations. His article focuses on three areas: "mission and end state planning challenges," "the complexity level of operations other than war," and the "training and other preparations required for such operations."
The one-page excerpt entitled, "Statement of Red Cross for military training manuals," explains Red Cross integration with the military. Specifically, it discusses the relationship between these organizations and delineates the structure of the Red Cross. Sewall's "Implications for UN Peacekeeping" outlines proposals intended to better support the United Nations. It's focus is on organizational support, the definition problems involved with UN operations, and the importance of complementary doctrine.
Lesson Outline
Thesis: Organizations other than those officially sanctioned by
sovereign governments will play an increasingly important role on the international stage.
These organizations, which can be either nongovernmental or intergovernmental agencies,
can both aid and hinder the planning and execution processes of military campaigns. With
regard to war and conflict resolution efforts, these organizations can either assist our
attainment of national objectives or they can impede our ability to achieve our desired
end state.
MAIN POINT I: Issues surrounding the employment of various non-governmental organizations
during end state planning and war and conflict resolution execution.
a. Identification of potential actors in any crisis.
b. Implications of their presence.
c. Impact on campaign planning process.
MAIN POINT II: Current and potential world conflicts will demand
better methods of employing non-governmental organizations during planning and execution
for war and conflict resolution and end state accomplishment.
a. Potential solutions to current problems regarding non-governmental organization
integration.
b. Incorporation of non-governmental organizations into campaign planning.
Lesson Integration and Rationale War and Conflict Resolution course: All lessons.
This lesson provides a framework for thinking about the issues surrounding the employment
of non-governmental organizations during campaign planning, specifically war and conflict
resolution.